GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,094
New Positions 145
Increased Positions 1,768
Decreased Positions 1,321
Positions with Activity 3,089
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,528

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.02%
Capital Goods 4.7%
Conglomerates 0.32%
Consumer Cyclical 3.75%
Consumer/Non-Cyclical 6.37%
Energy 5.48%
Financial 19.04%
Healthcare 11.52%
Services 18%
Technology 15.19%
Transportation 2.01%
Utilities 5.45%

92 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TERRENO RLTY CORP COM -2,232 Sold Out 0
TORNIER N V SHS -743 Sold Out 0
TRINET GROUP INC COM -307 Sold Out 0
TRIPLE-S MGMT CORP CL B -214 Sold Out 0
TRIQUINT SEMICONDUCTOR INC COM -1,121 Sold Out 0
UBS AG SHS NEW -846 Sold Out 0
USANA HEALTH SCIENCES INC COM -262 Sold Out 0
WABCO HLDGS INC COM -563 Sold Out 0
WILLIAMS CLAYTON ENERGY INC COM -436 Sold Out 0
WISDOMTREE TR INDIA ERNGS FD -1,008 Sold Out 0
XOOM CORP COM -2,360 Sold Out 0
YANDEX N V SHS CLASS A -476 Sold Out 0