GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 4.99%
Conglomerates 0.3%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.81%
Financial 19.07%
Healthcare 9.66%
Services 16.96%
Technology 14.7%
Transportation 2.05%
Utilities 5.49%

185 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROFIN SINAR TECHNOLOGIES INC COM -706 Sold Out 0
ROUNDYS INC COM -98 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -95 Sold Out 0
RUDOLPH TECHNOLOGIES INC COM -880 Sold Out 0
RUTHS HOSPITALITY GROUP INC COM -965 Sold Out 0
SABINE OIL & GAS CORP COM -2 Sold Out 0
SANGAMO BIOSCIENCES INC COM -2,681 Sold Out 0
SELECT SECTOR SPDR TR SBI CONS STPLS -2,587 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-FINL -17,540 Sold Out 0
SELECT SECTOR SPDR TR SBI MATERIALS -12,372 Sold Out 0
SEMICONDUCTOR MFG INTL CORP SPONSORED ADR -310 Sold Out 0
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD -902 Sold Out 0
SHUTTERSTOCK INC COM -202 Sold Out 0
SILVER BULL RES INC COM -1 Sold Out 0
SILVERCORP METALS INC COM -414 Sold Out 0
SMART TECHNOLOGIES INC COM SHS -21 Sold Out 0
SOUTH ST CORP COM -1,971 Sold Out 0
SPDR SERIES TRUST S&P REGL BKG -1,020 Sold Out 0
SPDR SERIES TRUST NUV HGHYLD MUN -230 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -190 Sold Out 0