GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 5.14%
Conglomerates 0.31%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.13%
Energy 7.08%
Financial 19.09%
Healthcare 10%
Services 17.4%
Technology 14.57%
Transportation 2.09%
Utilities 5.5%

185 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROFIN SINAR TECHNOLOGIES INC COM -704 Sold Out 0
ROUNDYS INC COM -97 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -89 Sold Out 0
RUDOLPH TECHNOLOGIES INC COM -759 Sold Out 0
RUTHS HOSPITALITY GROUP INC COM -987 Sold Out 0
SABINE OIL & GAS CORP COM -3 Sold Out 0
SANGAMO BIOSCIENCES INC COM -3,252 Sold Out 0
SELECT SECTOR SPDR TR SBI CONS STPLS -2,582 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-FINL -17,244 Sold Out 0
SELECT SECTOR SPDR TR SBI MATERIALS -11,734 Sold Out 0
SEMICONDUCTOR MFG INTL CORP SPONSORED ADR -257 Sold Out 0
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD -818 Sold Out 0
SHUTTERSTOCK INC COM -207 Sold Out 0
SILVER BULL RES INC COM -1 Sold Out 0
SILVERCORP METALS INC COM -411 Sold Out 0
SMART TECHNOLOGIES INC COM SHS -22 Sold Out 0
SOUTH ST CORP COM -1,973 Sold Out 0
SPDR SERIES TRUST S&P REGL BKG -1,008 Sold Out 0
SPDR SERIES TRUST NUV HGHYLD MUN -235 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -148 Sold Out 0