GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.12%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.65%
Consumer/Non-Cyclical 5.55%
Energy 8.59%
Financial 21.78%
Healthcare 8.47%
Services 16.88%
Technology 14.08%
Transportation 2.18%
Utilities 5.62%

129 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RENTRAK CORP COM -279 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD -208 Sold Out 0
ROYCE MICRO-CAP TR INC COM -190 Sold Out 0
SAGA COMMUNICATIONS INC CL A NEW -88 Sold Out 0
SAN JUAN BASIN RTY TR UNIT BEN INT -5,303 Sold Out 0
SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT -3,850 Sold Out 0
SANDRIDGE MISSISSIPPIAN TR II SH BEN INT -97 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-UTILS -145 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-ENERGY -13,865 Sold Out 0
SENSATA TECHNOLOGIES HLDG NV SHS -2,436 Sold Out 0
SERVICESOURCE INTL LLC COM -1,156 Sold Out 0
SFX ENTMT INC COM -121 Sold Out 0
SHUTTERSTOCK INC COM -437 Sold Out 0
SILVER SPRING NETWORKS INC COM -1,363 Sold Out 0
SOLAR SR CAP LTD COM -1,151 Sold Out 0
SONY CORP ADR NEW -313 Sold Out 0
SPECTRUM PHARMACEUTICALS INC COM -2,100 Sold Out 0
STIFEL FINL CORP COM -765 Sold Out 0
TERRENO RLTY CORP COM -1,301 Sold Out 0
TESARO INC COM -2,554 Sold Out 0


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