GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.74%
Energy 8.78%
Financial 21.29%
Healthcare 8.52%
Services 15.87%
Technology 13.85%
Transportation 2.13%
Utilities 5.84%

182 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MEDIA GEN INC COM -5,278 Sold Out 0
MFS GOVT MKTS INCOME TR SH BEN INT -127 Sold Out 0
MICROSTRATEGY INC CL A NEW -245 Sold Out 0
MILLER HERMAN INC COM -1,623 Sold Out 0
MITEK SYS INC COM NEW -37 Sold Out 0
MONRO MUFFLER BRAKE INC COM -432 Sold Out 0
NAM TAI PPTY INC SHS -134 Sold Out 0
NATURAL GROCERS BY VITAMIN COT COM -40 Sold Out 0
NATURES SUNSHINE PRODUCTS INC COM -161 Sold Out 0
NCI BUILDING SYS INC COM NEW -845 Sold Out 0
NEOPHOTONICS CORP COM -37 Sold Out 0
NETLIST INC COM -13 Sold Out 0
NEWS CORP NEW CL B -190 Sold Out 0
NGP CAP RES CO COM -73 Sold Out 0
NII HLDGS INC CL B NEW -4 Sold Out 0
NORTHWEST NAT GAS CO COM -378 Sold Out 0
NUVEEN MUN VALUE FD INC COM -145 Sold Out 0
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT -42 Sold Out 0
NUVEEN SELECT TAX FREE INCM PT SH BEN INT -112 Sold Out 0
NUVEEN TAX ADVANTAGED DIV GRWT COM -377 Sold Out 0