GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2016

Position Statistics

Total Positions 3,067
New Positions 134
Increased Positions 1,054
Decreased Positions 1,985
Positions with Activity 3,039
Sold Out Positions 191
Total Mkt Value (in $ millions) 32,536

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4%
Capital Goods 4.53%
Conglomerates 0.31%
Consumer Cyclical 3.5%
Consumer/Non-Cyclical 8.07%
Energy 5.24%
Financial 18.54%
Healthcare 9.81%
Services 17.98%
Technology 14.91%
Transportation 1.94%
Utilities 6%

191 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FRESH DEL MONTE PRODUCE INC ORD -811 Sold Out 0
FRONTLINE LTD SHS NEW -25 Sold Out 0
FUELCELL ENERGY INC COM NEW -72 Sold Out 0
GENESIS HEALTHCARE INC CL A COM -32 Sold Out 0
GLU MOBILE INC COM -69 Sold Out 0
GODADDY INC CL A -206 Sold Out 0
GOLDEN OCEAN GROUP LTD SHS -18 Sold Out 0
GREAT BASIN SCIENTIFIC INC COM Sold Out 0
GREAT LAKES DREDGE & DOCK CORP COM -60 Sold Out 0
GREENHUNTER RES INC COM Sold Out 0
HALCON RES CORP COM PAR -19 Sold Out 0
HANGER INC COM NEW -836 Sold Out 0
HEARTWARE INTL INC COM -181 Sold Out 0
HERCULES OFFSHORE INC COM NEW -1 Sold Out 0
HEXCEL CORP NEW COM -709 Sold Out 0
HILLTOP HOLDINGS INC COM -270 Sold Out 0
HORSEHEAD HLDG CORP COM -8 Sold Out 0
HOVNANIAN ENTERPRISES INC CL A -21 Sold Out 0
INCONTACT INC COM -246 Sold Out 0
INOVALON HLDGS INC COM CL A -193 Sold Out 0