GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2015

Position Statistics

Total Positions 3,149
New Positions 154
Increased Positions 1,493
Decreased Positions 1,605
Positions with Activity 3,098
Sold Out Positions 130
Total Mkt Value (in $ millions) 37,400

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 4.79%
Conglomerates 0.29%
Consumer Cyclical 3.81%
Consumer/Non-Cyclical 6.27%
Energy 5.53%
Financial 18.67%
Healthcare 12.02%
Services 17.73%
Technology 15.25%
Transportation 2.02%
Utilities 5.37%

130 Sold Out Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IRSA INVERSIONES Y REP S A GLOBL DEP RCPT -286 Sold Out 0
ISHARES MSCI JAPAN ETF -234 Sold Out 0
ISHARES MSCI MEX CAP ETF -94 Sold Out 0
ISHARES MSCI BRZ CAP ETF -183 Sold Out 0
ISHARES TR SELECT DIVID ETF -643 Sold Out 0
ISHARES TR MSCI UTD KNGDM -329 Sold Out 0
ISHARES TR MSCI QATAR ETF -485 Sold Out 0
JOURNAL MEDIA GROUP INC COM -91 Sold Out 0
LATAM AIRLS GROUP S A SPONSORED ADR -1,769 Sold Out 0
LEE ENTERPRISES INC COM -34 Sold Out 0
LEGACY TEX FINL GROUP INC COM -2,188 Sold Out 0
LEXICON PHARMACEUTICALS INC COM NEW -56 Sold Out 0
LRR ENERGY LP COM -107 Sold Out 0
MARKETAXESS HLDGS INC COM -387 Sold Out 0
MAXLINEAR INC CL A -27 Sold Out 0
MCEWEN MNG INC COM -53 Sold Out 0
MEDIFAST INC COM -530 Sold Out 0
MFS INTERMARKET INCOME TRUST I SH BEN INT -143 Sold Out 0
MIDWAY GOLD CORP COM Sold Out 0
MILLER ENERGY RES INC COM -1 Sold Out 0