GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2016

Position Statistics

Total Positions 3,065
New Positions 134
Increased Positions 1,054
Decreased Positions 1,983
Positions with Activity 3,037
Sold Out Positions 191
Total Mkt Value (in $ millions) 31,356

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.97%
Capital Goods 4.51%
Conglomerates 0.31%
Consumer Cyclical 3.44%
Consumer/Non-Cyclical 8.19%
Energy 5.18%
Financial 18.44%
Healthcare 9.8%
Services 18.15%
Technology 14.74%
Transportation 1.93%
Utilities 6.21%

191 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ASCENT SOLAR TECHNOLOGIES INC COM Sold Out 0
BANC OF CALIFORNIA INC COM -586 Sold Out 0
BANKUNITED INC COM -283 Sold Out 0
BAR HBR BANKSHARES COM -447 Sold Out 0
BIOSCRIP INC COM -26 Sold Out 0
BLACK KNIGHT FINL SVCS INC CL A -674 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -177 Sold Out 0
BLACKROCK TAX MUNICPAL BD TR SHS -126 Sold Out 0
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT -162 Sold Out 0
BLUEBIRD BIO INC COM -3,593 Sold Out 0
BOINGO WIRELESS INC COM -121 Sold Out 0
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN -10 Sold Out 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -266 Sold Out 0
BUILD A BEAR WORKSHOP COM -335 Sold Out 0
C&J ENERGY SVCS LTD SHS -89 Sold Out 0
CALIX INC COM -152 Sold Out 0
CALLON PETE CO DEL COM -243 Sold Out 0
CARLYLE GROUP L P COM UTS LTD PTN -1,290 Sold Out 0
CBIZ INC COM -169 Sold Out 0
CEMPRA INC COM -2,342 Sold Out 0