GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 5.14%
Conglomerates 0.31%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.13%
Energy 7.08%
Financial 19.09%
Healthcare 10%
Services 17.4%
Technology 14.57%
Transportation 2.09%
Utilities 5.5%

185 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BURGER KING WORLDWIDE INC COM -902 Sold Out 0
CAESARSTONE SDOT-YAM LTD ORD SHS -1,348 Sold Out 0
CALAMP CORP COM -1,166 Sold Out 0
CAPELLA EDUCATION COMPANY COM -800 Sold Out 0
CARDTRONICS INC COM -709 Sold Out 0
CAREER EDUCATION CORP COM -1,079 Sold Out 0
CEDAR FAIR L P DEPOSITRY UNIT -509 Sold Out 0
CHART INDS INC COM PAR $0.01 -201 Sold Out 0
CHINA MING YANG WIND PWR GROUP SPONSORED ADR -39 Sold Out 0
CHOICE HOTELS INTL INC COM -247 Sold Out 0
CHRISTOPHER & BANKS CORP COM -688 Sold Out 0
CIRCOR INTL INC COM -604 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 -333 Sold Out 0
CLEARWATER PAPER CORP COM -968 Sold Out 0
CLUBCORP HLDGS INC COM -544 Sold Out 0
CORVEL CORP COM -617 Sold Out 0
CRH PLC ADR -741 Sold Out 0
CROSS CTRY HEALTHCARE INC COM -2,462 Sold Out 0
CRYOLIFE INC COM -807 Sold Out 0
CSG SYS INTL INC COM -263 Sold Out 0