GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,311
New Positions 132
Increased Positions 1,499
Decreased Positions 1,787
Positions with Activity 3,286
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.08%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.65%
Energy 9.29%
Financial 21.1%
Healthcare 8.36%
Services 15.87%
Technology 13.75%
Transportation 2.05%
Utilities 5.89%

182 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BROOKFIELD RESIDENTIAL PPTYS I COM -421 Sold Out 0
CAL DIVE INTL INC DEL COM -22 Sold Out 0
CARBONITE INC COM -1,223 Sold Out 0
CARETRUST REIT INC COM -117 Sold Out 0
CARNIVAL PLC ADR -392 Sold Out 0
CASI PHARMACEUTICALS INC COM -22 Sold Out 0
CEDAR FAIR L P DEPOSITRY UNIT -2,521 Sold Out 0
CHANNELADVISOR CORP COM -114 Sold Out 0
CHENIERE ENERGY PARTNERS LP COM UNIT -576 Sold Out 0
CHINA SOUTHN AIRLS LTD SPON ADR CL H -233 Sold Out 0
CHOICE HOTELS INTL INC COM -727 Sold Out 0
CODEXIS INC COM -27 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
COMMUNITY BK SYS INC COM -8,186 Sold Out 0
CONSOLIDATED COMM HLDGS INC COM -254 Sold Out 0
CONTAINER STORE GROUP INC COM -226 Sold Out 0
CORE MARK HOLDING CO INC COM -290 Sold Out 0
COSI INC COM NEW -17 Sold Out 0
CURIS INC COM -18 Sold Out 0
DELCATH SYS INC COM NEW -10 Sold Out 0