GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 41,193

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.89%
Capital Goods 5.1%
Conglomerates 0.31%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 6.13%
Energy 7.65%
Financial 19.06%
Healthcare 9.87%
Services 17.1%
Technology 14.54%
Transportation 2.02%
Utilities 5.47%

185 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AAON INC COM PAR $0.004 -1,237 Sold Out 0
ACCELERON PHARMA INC COM -1,197 Sold Out 0
ACXIOM CORP COM -3,381 Sold Out 0
ADTRAN INC COM -232 Sold Out 0
ADVENT SOFTWARE INC COM -8,720 Sold Out 0
ADVISORY BRD CO COM -9,868 Sold Out 0
AERCAP HOLDINGS NV SHS -7,730 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -4,728 Sold Out 0
AMERICAN PUBLIC EDUCATION INC COM -407 Sold Out 0
AMYRIS INC COM -29 Sold Out 0
ANGIES LIST INC COM -68 Sold Out 0
ATLAS ENERGY GROUP LLC COM -36 Sold Out 0
AUTOMATIC DATA PROCESSING INC EXDISTRIB WI -1,131 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -12,295 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -708 Sold Out 0
BBCN BANCORP INC COM -1,295 Sold Out 0
BLACKROCK NJ MUNICIPAL BOND TR COM -301 Sold Out 0
BOTTOMLINE TECH DEL INC COM -1,784 Sold Out 0
BPZ RESOURCES INC COM -1 Sold Out 0
BROOKLINE BANCORP INC DEL COM -967 Sold Out 0