GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,103
New Positions 146
Increased Positions 1,778
Decreased Positions 1,320
Positions with Activity 3,098
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,451

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.41%
Capital Goods 4.74%
Conglomerates 0.31%
Consumer Cyclical 3.72%
Consumer/Non-Cyclical 6.54%
Energy 6.42%
Financial 18.66%
Healthcare 10.9%
Services 17.84%
Technology 15.32%
Transportation 1.97%
Utilities 5.56%

146 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
MILLER ENERGY RES INC COM 7 7 New 10,712
WAVE SYSTEMS CORP CL A PAR $0.01 7 7 New 10,650
UNITED STATES ANTIMONY CORP COM 10 10 New 11,774
HANSEN MEDICAL INC COM 12 12 New 12,493
FX ENERGY INC COM 12 12 New 12,490
BANCO BRADESCO S A SPONSORED ADR 16 16 New 1,846
PHARMATHENE INC COM 17 17 New 10,458
FXCM INC COM CL A 19 19 New 11,474
MOSYS INC COM 23 23 New 10,599
VIVUS INC COM 28 28 New 11,260
MFS INTERMEDIATE HIGH INC FD SH BEN INT 29 29 New 10,610
PAIN THERAPEUTICS INC COM 32 32 New 16,094
HIGHER ONE HLDGS INC COM 34 34 New 11,035
REPUBLIC FIRST BANCORP INC COM 35 35 New 10,158
NEW YORK & CO INC COM 35 35 New 14,257
CENTER COAST MLP & INFRSTR FD SUBSCRIPT RT 37 37 New 72,472
CATALYST PHARM PARTNERS INC COM 45 45 New 11,355
SFX ENTMT INC COM 51 51 New 10,345
TRANSATLANTIC PETROLEUM LTD SHS NEW 55 55 New 10,352
SCRIPPS E W CO OHIO EX DISTRIB WI 61 61 New 2,380