GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,103
New Positions 146
Increased Positions 1,778
Decreased Positions 1,320
Positions with Activity 3,098
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,554

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.4%
Capital Goods 4.7%
Conglomerates 0.31%
Consumer Cyclical 3.7%
Consumer/Non-Cyclical 6.51%
Energy 6.39%
Financial 18.71%
Healthcare 10.95%
Services 17.79%
Technology 15.45%
Transportation 1.97%
Utilities 5.49%

146 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
FIRST CTZNS BANCSHARES INC N C CL A 440 440 New 1,824
BANCO BRADESCO S A SPONSORED ADR 16 16 New 1,846
ISHARES TR INTL INFL-LKD BD 82 82 New 1,938
SCRIPPS E W CO OHIO EX DISTRIB WI 61 61 New 2,380
ROGERS CORP COM 179 179 New 2,454
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 79 79 New 3,157
GREENBRIER COS INC COM 234 234 New 3,848
SOURCE CAP INC COM 282 282 New 3,880
CORE MARK HOLDING CO INC COM 242 242 New 4,426
EXLSERVICE HOLDINGS INC COM 191 191 New 5,389
CYBERARK SOFTWARE LTD SHS 399 399 New 6,420
MOTORCAR PTS AMER INC COM 222 222 New 7,373
SONY CORP ADR NEW 231 231 New 7,552
KONINKLIJKE PHILIPS N V NY REG SH NEW 209 209 New 7,600
POWER INTEGRATIONS INC COM 397 397 New 7,912
TRIBUNE MEDIA CO CL A 446 446 New 8,330
AAON INC COM PAR $0.004 243 243 New 10,146
REPUBLIC FIRST BANCORP INC COM 36 36 New 10,158
PREMIERE GLOBAL SVCS INC COM 103 103 New 10,183
HUDSON VALLEY HOLDING CORP COM 267 267 New 10,281