GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,432

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.11%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 5.52%
Energy 8.72%
Financial 21.76%
Healthcare 8.45%
Services 16.9%
Technology 14.06%
Transportation 2.17%
Utilities 5.6%

242 New Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
A H BELO CORP COM CL A 124 124 New 10,713
ADDUS HOMECARE CORP COM 209 209 New 9,554
AGENUS INC COM NEW 95 95 New 28,392
ALBANY INTL CORP CL A 236 236 New 6,283
ALIMERA SCIENCES INC COM 66 66 New 11,200
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 323 323 New 3,022
AMBARELLA INC SHS 305 305 New 9,751
AMERICAN NATL BANKSHARES INC COM 121 121 New 5,401
AMERIS BANCORP COM 226 226 New 10,364
AMREIT INC NEW CL B 229 229 New 11,928
ARAMARK COM 2,017 2,017 New 74,576
ATRICURE INC COM 235 235 New 14,047
ATRION CORP COM 271 271 New 844
AUTHENTIDATE HLDG CORP COM NEW 9 9 New 14,366
AUXILIUM PHARMACEUTICALS INC COM 381 381 New 19,608
AVG TECHNOLOGIES N V SHS 221 221 New 11,116
AVIAT NETWORKS INC COM 39 39 New 33,565
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 7,779 7,779 New 6,677
BAXANO SURGICAL INC COM 6 6 New 10,456
BERRY PLASTICS GROUP INC COM 20,586 20,586 New 790,249