GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,313
New Positions 132
Increased Positions 1,502
Decreased Positions 1,786
Positions with Activity 3,288
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,240

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.1%
Conglomerates 0.3%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 5.69%
Energy 9.22%
Financial 21.11%
Healthcare 8.35%
Services 15.95%
Technology 13.76%
Transportation 2.06%
Utilities 5.77%

132 New Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
58 COM INC SPON ADR REP A 439 439 New 9,420
ACCELERON PHARMA INC COM 1,072 1,072 New 37,552
ACCO BRANDS CORP COM 269 269 New 35,014
ADVISORY BRD CO COM 5,146 5,146 New 102,677
AGIOS PHARMACEUTICALS INC COM 3,259 3,259 New 73,275
AMAG PHARMACEUTICALS INC COM 1,560 1,560 New 70,931
AMERCO COM 1,026 1,026 New 3,583
AMSURG CORP COM 2,245 2,245 New 42,993
AMYRIS INC COM 51 51 New 11,408
ANI PHARMACEUTICALS INC COM 1,963 1,963 New 65,222
ANTARES PHARMA INC COM 22 22 New 10,492
APOLLO TACTICAL INCOME FD INC COM 417 417 New 23,475
APPLIED INDL TECHNOLOGIES INC COM 188 188 New 3,826
ATHLON ENERGY INC COM 1,188 1,188 New 26,323
BARCLAYS BK PLC IPATH S&P500 VIX 7,253 7,253 New 262,500
BARRY R G CORP OHIO COM 630 630 New 33,188
BLACKHAWK NETWORK HLDGS INC CL A 20,419 20,419 New 729,782
BLACKROCK MUNIC INCM INVST TR SH BEN INT 684 684 New 50,340
BLACKROCK MUNIVEST FD II INC COM 1,393 1,393 New 89,415
BRADY CORP CL A 459 459 New 17,347