GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,206
New Positions 95
Increased Positions 1,423
Decreased Positions 1,773
Positions with Activity 3,196
Sold Out Positions 286
Total Mkt Value (in $ millions) 40,105

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.34%
Capital Goods 5.04%
Conglomerates 0.37%
Consumer Cyclical 4.31%
Consumer/Non-Cyclical 5.92%
Energy 6.87%
Financial 20.63%
Healthcare 9.23%
Services 16.67%
Technology 13.98%
Transportation 2.39%
Utilities 6.32%

95 New Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABENGOA YIELD PLC ORD SHS 7,094 7,094 New 273,575
ABERDEEN ASIA PACIFIC INCOM FD COM 99 99 New 18,155
ACHILLION PHARMACEUTICALS INC COM 3,290 3,290 New 256,636
AEGON N V NY REGISTRY SH 278 278 New 36,302
ALCENTRA CAP CORP COM 1,431 1,431 New 112,292
ALIBABA GROUP HLDG LTD SPONSORED ADS 1,324 1,324 New 12,500
ALLIED WRLD ASSUR COM HLDG AG SHS 224 224 New 5,935
AMER RLTY CAP HEALTHCAR TR INC COM 1,980 1,980 New 165,259
ANGIES LIST INC COM 83 83 New 12,496
ARGO GROUP INTL HLDGS LTD COM 9,243 9,243 New 165,966
ARRAY BIOPHARMA INC COM 95 95 New 20,063
AUTOMATIC DATA PROCESSING INC EXDISTRIB WI 1,131 1,131 New 15,499
BANK KY FINL CORP COM 572 572 New 11,708
BAR HBR BANKSHARES COM 231 231 New 7,588
BGC PARTNERS INC CL A 962 962 New 102,281
BOULDER GROWTH & INCOME FD INC COM 103 103 New 11,412
C1 FINL INC COM 1,795 1,795 New 95,508
CEDAR FAIR L P DEPOSITRY UNIT 426 426 New 8,953
CHEMICAL FINL CORP COM 281 281 New 9,160
CHOICE HOTELS INTL INC COM 222 222 New 3,902


Latest News Headlines

View All
Create your free portfolio