GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,306
New Positions 131
Increased Positions 1,495
Decreased Positions 1,786
Positions with Activity 3,281
Sold Out Positions 181
Total Mkt Value (in $ millions) 38,022

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.52%
Capital Goods 5.03%
Conglomerates 0.32%
Consumer Cyclical 4.22%
Consumer/Non-Cyclical 5.94%
Energy 7.71%
Financial 21.38%
Healthcare 8.97%
Services 16.13%
Technology 13.71%
Transportation 2.2%
Utilities 6.19%

131 New Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
58 COM INC SPON ADR REP A 363 363 New 9,420
ACCELERON PHARMA INC COM 1,345 1,345 New 37,552
ACCO BRANDS CORP COM 257 257 New 35,014
ADVISORY BRD CO COM 5,491 5,491 New 102,677
AGIOS PHARMACEUTICALS INC COM 5,906 5,906 New 73,275
AMAG PHARMACEUTICALS INC COM 2,412 2,412 New 70,931
AMERCO COM 980 980 New 3,583
AMSURG CORP COM 2,209 2,209 New 42,993
AMYRIS INC COM 35 35 New 11,408
ANI PHARMACEUTICALS INC COM 1,972 1,972 New 65,222
ANTARES PHARMA INC COM 21 21 New 10,492
APOLLO TACTICAL INCOME FD INC COM 407 407 New 23,475
APPLIED INDL TECHNOLOGIES INC COM 185 185 New 3,826
ATHLON ENERGY INC COM 1,531 1,531 New 26,323
BARCLAYS BK PLC IPATH S&P500 VIX 8,006 8,006 New 262,500
BLACKHAWK NETWORK HLDGS INC CL A 25,528 25,528 New 729,782
BLACKROCK MUNIC INCM INVST TR SH BEN INT 697 697 New 50,340
BLACKROCK MUNIVEST FD II INC COM 1,381 1,381 New 89,415
BRADY CORP CL A 403 403 New 17,347
CAESARSTONE SDOT-YAM LTD ORD SHS 7,375 7,375 New 136,125