GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,919
Decreased Positions 1,385
Positions with Activity 3,304
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,460

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.37%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.46%
Energy 8.7%
Financial 21.74%
Healthcare 8.39%
Services 16.9%
Technology 14.22%
Transportation 2.2%
Utilities 5.57%

242 New Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 7,779 7,779 New 6,677
SPDR SERIES TRUST BRCLY EM LOCL 288 288 New 9,108
ALBANY INTL CORP CL A 234 234 New 6,283
ECHOSTAR CORP CL A 895 895 New 17,136
EMPIRE ST RLTY TR INC CL A 1,201 1,201 New 72,985
FAIRWAY GROUP HLDGS CORP CL A 206 206 New 33,787
G & K SVCS INC CL A 221 221 New 4,402
LADDER CAP CORP CL A 1,142 1,142 New 61,361
MONMOUTH REAL ESTATE INVT CORP CL A 182 182 New 17,302
NEXSTAR BROADCASTING GROUP INC CL A 284 284 New 5,780
READING INTERNATIONAL INC CL A 89 89 New 10,852
REAL GOODS SOLAR INC CL A 25 25 New 10,515
RESOURCE AMERICA INC CL A 100 100 New 10,390
TELECOMMUNICATION SYS INC CL A 81 81 New 24,755
WORLD WRESTLING ENTMT INC CL A 654 654 New 51,665
ZULILY INC CL A 916 916 New 24,484
VEEVA SYS INC CL A COM 214 214 New 8,798
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 1,845 1,845 New 41,469
GULFMARK OFFSHORE INC CL A NEW 721 721 New 17,604
AMREIT INC NEW CL B 275 275 New 11,928