GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,227
New Positions 291
Increased Positions 1,956
Decreased Positions 1,248
Positions with Activity 3,204
Sold Out Positions 142
Total Mkt Value (in $ millions) 32,907

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.49%
Capital Goods 5.07%
Conglomerates 0.36%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 5.95%
Energy 8.42%
Financial 22.16%
Healthcare 7.88%
Services 16.99%
Technology 14.16%
Transportation 2.24%
Utilities 5.41%

291 New Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PRUDENTIAL PLC ADR 1,574 1,574 New 35,138
SONY CORP ADR NEW 351 351 New 18,786
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 888 888 New 17,788
AMERICAN HOMES 4 RENT CL A 305 305 New 19,058
CONSTELLIUM NV CL A 2,878 2,878 New 96,520
HUB GROUP INC CL A 1,931 1,931 New 45,061
IHS INC CL A 1,957 1,957 New 16,513
MEDIA GEN INC CL A 239 239 New 15,409
PATTERN ENERGY GROUP INC CL A 3,743 3,743 New 132,357
PBF ENERGY INC CL A 267 267 New 9,429
PREMIER INC CL A 185 185 New 5,631
SCIENTIFIC GAMES CORP CL A 5,998 5,998 New 523,382
STEELCASE INC CL A 198 198 New 11,821
SUCAMPO PHARMACEUTICALS INC CL A 128 128 New 18,869
TABLEAU SOFTWARE INC CL A 730 730 New 11,292
TAYLOR MORRISON HOME CORP CL A 310 310 New 13,973
U S GLOBAL INVS INC CL A 35 35 New 10,233
WET SEAL INC CL A 13 13 New 11,325
SIMMONS 1ST NATL CORP CL A $1 PAR 238 238 New 6,627
MICROSTRATEGY INC CL A NEW 211 211 New 2,020


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