GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2017

Position Statistics

Total Positions 2,948
New Positions 122
Increased Positions 1,323
Decreased Positions 1,615
Positions with Activity 2,938
Sold Out Positions 154
Total Mkt Value (in $ millions) 38,027

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 5.75%
Basic Materials 4.65%
Industrials 11.6%
Consumer Cyclicals 12.47%
Consumer Non-Cyclicals 8.06%
Financials 22.51%
Healthcare 11.59%
Technology 17.17%
Telecommunication Services 1.03%
Utilities 4.95%

122 New Positions as of 03/31/2017

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ARCH COAL INC CL A 362 362 New 4,826
ATLASSIAN CORP PLC CL A 425 425 New 11,719
CLEAR CHANNEL OUTDOOR HLDGS IN CL A 313 313 New 60,745
FORTRESS INVESTMENT GROUP LLC CL A 1,267 1,267 New 158,224
HOSTESS BRANDS INC CL A 1,538 1,538 New 95,150
ONEBEACON INSURANCE GROUP LTD CL A 638 638 New 35,116
SUCAMPO PHARMACEUTICALS INC CL A 895 895 New 82,879
SUPREME INDS INC CL A 167 167 New 10,317
AMC ENTMT HLDGS INC CL A COM 136 136 New 6,843
AKEBIA THERAPEUTICS INC COM 154 154 New 11,262
ANTHERA PHARMACEUTICALS INC COM 3 3 New 1,893
APPROACH RESOURCES INC COM 6,514 6,514 New 2,149,890
AVEXIS INC COM 3,235 3,235 New 38,916
AXT INC COM 77 77 New 10,571
BIOPHARMX CORP COM 11 11 New 22,718
BLACKROCK MUNIHLDS INVSTM QLTY COM 641 641 New 42,751
BUILDERS FIRSTSOURCE INC COM 259 259 New 16,197
CAESARS ENTMT CORP COM 146 146 New 11,388
CAREER EDUCATION CORP COM 176 176 New 18,903
COGENTIX MED INC COM 31 31 New 16,968