GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,999

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.75%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 5.74%
Energy 8.8%
Financial 21.29%
Healthcare 8.48%
Services 15.85%
Technology 13.92%
Transportation 2.14%
Utilities 5.79%

131 New Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10+ YR CR BD ETF 380 380 New 6,415
ISHARES TR CHINA LG-CAP ETF 314 314 New 7,800
BLACKHAWK NETWORK HLDGS INC CL A 20,543 20,543 New 729,782
BRADY CORP CL A 402 402 New 17,347
EP ENERGY CORP CL A 2,389 2,389 New 138,514
FIRST CTZNS BANCSHARES INC N C CL A 250 250 New 1,117
MANNING & NAPIER INC CL A 2,240 2,240 New 127,793
STRAIGHT PATH COMMUNICATNS INC CL B 1,400 1,400 New 136,711
ACCELERON PHARMA INC COM 928 928 New 37,552
ACCO BRANDS CORP COM 266 266 New 35,014
ADVISORY BRD CO COM 4,976 4,976 New 102,677
AGIOS PHARMACEUTICALS INC COM 3,563 3,563 New 73,275
AMAG PHARMACEUTICALS INC COM 1,614 1,614 New 70,931
AMERCO COM 971 971 New 3,583
AMSURG CORP COM 2,210 2,210 New 42,993
AMYRIS INC COM 46 46 New 11,408
ANI PHARMACEUTICALS INC COM 1,944 1,944 New 65,222
ANTARES PHARMA INC COM 22 22 New 10,492
APOLLO TACTICAL INCOME FD INC COM 412 412 New 23,475
APPLIED INDL TECHNOLOGIES INC COM 185 185 New 3,826