GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.74%
Energy 8.78%
Financial 21.29%
Healthcare 8.52%
Services 15.87%
Technology 13.85%
Transportation 2.13%
Utilities 5.84%

131 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
58 COM INC SPON ADR REP A 329 329 New 9,420
ACCELERON PHARMA INC COM 909 909 New 37,552
ACCO BRANDS CORP COM 262 262 New 35,014
ADVISORY BRD CO COM 4,827 4,827 New 102,677
AGIOS PHARMACEUTICALS INC COM 3,584 3,584 New 73,275
AMAG PHARMACEUTICALS INC COM 1,638 1,638 New 70,931
AMERCO COM 975 975 New 3,583
AMSURG CORP COM 2,197 2,197 New 42,993
AMYRIS INC COM 45 45 New 11,408
ANI PHARMACEUTICALS INC COM 1,911 1,911 New 65,222
ANTARES PHARMA INC COM 22 22 New 10,492
APOLLO TACTICAL INCOME FD INC COM 412 412 New 23,475
APPLIED INDL TECHNOLOGIES INC COM 183 183 New 3,826
ATHLON ENERGY INC COM 1,200 1,200 New 26,323
BARCLAYS BK PLC IPATH S&P500 VIX 7,148 7,148 New 262,500
BLACKHAWK NETWORK HLDGS INC CL A 20,689 20,689 New 729,782
BLACKROCK MUNIC INCM INVST TR SH BEN INT 682 682 New 50,340
BLACKROCK MUNIVEST FD II INC COM 1,400 1,400 New 89,415
BRADY CORP CL A 399 399 New 17,347
CAESARSTONE SDOT-YAM LTD ORD SHS 7,015 7,015 New 136,125