GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,102
New Positions 145
Increased Positions 1,776
Decreased Positions 1,321
Positions with Activity 3,097
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 4.74%
Conglomerates 0.31%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 6.16%
Energy 6.12%
Financial 19.06%
Healthcare 11.23%
Services 17.99%
Technology 15.21%
Transportation 1.94%
Utilities 5.33%

145 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
MILLER ENERGY RES INC COM 4 4 New 10,712
WAVE SYSTEMS CORP CL A PAR $0.01 5 5 New 10,650
UNITED STATES ANTIMONY CORP COM 8 8 New 11,774
FX ENERGY INC COM 11 11 New 12,490
HANSEN MEDICAL INC COM 11 11 New 12,493
BANCO BRADESCO S A SPONSORED ADR 16 16 New 1,846
FXCM INC COM CL A 17 17 New 11,474
PHARMATHENE INC COM 19 19 New 10,458
MOSYS INC COM 21 21 New 10,599
VIVUS INC COM 26 26 New 11,260
PAIN THERAPEUTICS INC COM 27 27 New 16,094
MFS INTERMEDIATE HIGH INC FD SH BEN INT 28 28 New 10,610
HIGHER ONE HLDGS INC COM 32 32 New 11,035
REPUBLIC FIRST BANCORP INC COM 35 35 New 10,158
CENTER COAST MLP & INFRSTR FD SUBSCRIPT RT 37 37 New 72,472
NEW YORK & CO INC COM 38 38 New 14,257
SFX ENTMT INC COM 44 44 New 10,345
CHRISTOPHER & BANKS CORP COM 44 44 New 10,751
CATALYST PHARMACEUTICALS INC COM 50 50 New 11,355
TRANSATLANTIC PETROLEUM LTD SHS NEW 54 54 New 10,352