GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,311
New Positions 132
Increased Positions 1,499
Decreased Positions 1,787
Positions with Activity 3,286
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.08%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.65%
Energy 9.29%
Financial 21.1%
Healthcare 8.36%
Services 15.87%
Technology 13.75%
Transportation 2.05%
Utilities 5.89%

132 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MIDCOAST ENERGY PARTNERS L P COM UT LTD PTN 417 417 New 18,547
VISTAPRINT N V SHS 410 410 New 8,483
MONOLITHIC PWR SYS INC COM 407 407 New 8,528
ISHARES 10+ YR CR BD ETF 398 398 New 6,415
58 COM INC SPON ADR REP A 392 392 New 9,420
ENTEGRIS INC COM 390 390 New 32,154
KB FINANCIAL GROUP INC SPONSORED ADR 377 377 New 9,261
IMS HEALTH HLDGS INC COM 319 319 New 11,446
ISHARES TR CHINA LG-CAP ETF 316 316 New 7,800
INVESTORS BANCORP INC NEW COM 299 299 New 28,142
TRIANGLE PETE CORP COM NEW 297 297 New 24,800
SIERRA WIRELESS INC COM 295 295 New 10,526
TIVO INC COM 282 282 New 20,024
ACCO BRANDS CORP COM 271 271 New 35,014
PHH CORP COM NEW 270 270 New 11,285
KOREA ELECTRIC PWR SPONSORED ADR 263 263 New 12,606
NIPPON TELEG & TEL CORP SPONSORED ADR 260 260 New 7,740
CAPITOL FED FINL INC COM 257 257 New 20,844
FIRST CTZNS BANCSHARES INC N C CL A 257 257 New 1,117
SABRE CORP COM 251 251 New 13,772