GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.12%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.65%
Consumer/Non-Cyclical 5.55%
Energy 8.59%
Financial 21.78%
Healthcare 8.47%
Services 16.88%
Technology 14.08%
Transportation 2.18%
Utilities 5.62%

242 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HARTE-HANKS INC COM 354 354 New 51,987
POWER INTEGRATIONS INC COM 331 331 New 5,872
ORTHOFIX INTL N V COM 320 320 New 9,318
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 317 317 New 3,022
ISHARES MSCI STH KOR ETF 313 313 New 4,900
PATRICK INDS INC COM 306 306 New 6,703
AMBARELLA INC SHS 299 299 New 9,751
REX AMERICAN RESOURCES CORP COM 298 298 New 3,814
ISHARES MSCI UK ETF 292 292 New 14,100
NEXSTAR BROADCASTING GROUP INC CL A 290 290 New 5,780
PENN VA CORP COM 286 286 New 18,676
SPDR SERIES TRUST BRCLY EM LOCL 286 286 New 9,108
LTC PPTYS INC COM 282 282 New 7,202
TOWER INTL INC COM 268 268 New 7,703
AMREIT INC NEW CL B 265 265 New 11,928
CORE MARK HOLDING CO INC COM 265 265 New 6,016
ATRION CORP COM 263 263 New 844
GLADSTONE COML CORP COM 261 261 New 14,726
CONTAINER STORE GROUP INC COM 259 259 New 10,701
NEW YORK & CO INC COM 257 257 New 69,747