GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,200
New Positions 95
Increased Positions 1,418
Decreased Positions 1,772
Positions with Activity 3,190
Sold Out Positions 286
Total Mkt Value (in $ millions) 38,689

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.45%
Capital Goods 4.99%
Conglomerates 0.37%
Consumer Cyclical 4.28%
Consumer/Non-Cyclical 5.97%
Energy 6.74%
Financial 20.38%
Healthcare 9.57%
Services 16.77%
Technology 13.57%
Transportation 2.39%
Utilities 6.46%

95 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ORBITZ WORLDWIDE INC COM 142 142 New 15,398
WABASH NATL CORP COM 127 127 New 10,214
REALD INC COM 110 110 New 10,135
ABERDEEN ASIA PACIFIC INCOM FD COM 100 100 New 18,155
BOULDER GROWTH & INCOME FD INC COM 99 99 New 11,412
LATTICE SEMICONDUCTOR CORP COM 91 91 New 12,752
ISHARES MSCI ACWI ETF 87 87 New 1,500
CUMULUS MEDIA INC CL A 62 62 New 17,830
FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 61 61 New 4,915
ANGIES LIST INC COM 57 57 New 12,496
MARKET VECTORS ETF TR INDIA SMALL CP 34 34 New 725
VERA BRADLEY INC COM 29 29 New 1,516
REMY INTL INC NEW COM 19 19 New 879
ROCK CREEK PHARMACEUTICALS INC COM 4 4 New 20,834
WET SEAL INC CL A New 10,684