GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,306
New Positions 131
Increased Positions 1,495
Decreased Positions 1,786
Positions with Activity 3,281
Sold Out Positions 181
Total Mkt Value (in $ millions) 36,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.59%
Capital Goods 5.05%
Conglomerates 0.31%
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 6.03%
Energy 7.85%
Financial 21.48%
Healthcare 8.8%
Services 16.16%
Technology 13.47%
Transportation 2.17%
Utilities 6.25%

131 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FRESENIUS MED CARE AG&CO KGAA SPONSORED ADR 655 655 New 19,104
EL PASO ELEC CO COM NEW 637 637 New 16,999
CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 634 634 New 24,612
RUCKUS WIRELESS INC COM 626 626 New 54,254
SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 610 610 New 12,700
LUXOFT HLDG INC ORD SHS CL A 593 593 New 17,270
ENANTA PHARMACEUTICALS INC COM 557 557 New 12,697
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD 511 511 New 11,112
HARVARD APPARATUS REGENER TECH COM 503 503 New 78,596
PRIMERO MNG CORP COM 497 497 New 113,210
SYNERGY RES CORP COM 481 481 New 46,731
GENTIVA HEALTH SERVICES INC COM 467 467 New 24,041
VISTAPRINT N V SHS 466 466 New 8,483
ISHARES TR MSCI RUSSIA CAP 457 457 New 28,044
DIVIDEND & INCOME FUND COM NEW 447 447 New 27,468
MARKET VECTORS ETF TR RUSSIA SMALLCP 445 445 New 15,965
STIFEL FINL CORP COM 416 416 New 9,455
APOLLO TACTICAL INCOME FD INC COM 405 405 New 23,475
RAMBUS INC DEL COM 403 403 New 39,224
ISHARES 10+ YR CR BD ETF 392 392 New 6,415