GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,104
New Positions 146
Increased Positions 1,778
Decreased Positions 1,321
Positions with Activity 3,099
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,914

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 4.75%
Conglomerates 0.31%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.51%
Energy 6.5%
Financial 18.61%
Healthcare 10.89%
Services 17.8%
Technology 15.35%
Transportation 1.98%
Utilities 5.55%

146 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IDT CORP CL B NEW 429 429 New 24,367
RSP PERMIAN INC COM 423 423 New 14,854
FST TR NEW OPPORT MLP & ENE FD COM 420 420 New 24,030
ARDMORE SHIPPING CORP COM 414 414 New 33,216
FLAHERTY & CRUMRINE DYN PFD SHS 409 409 New 17,704
CYBERARK SOFTWARE LTD SHS 408 408 New 6,420
HILLTOP HOLDINGS INC COM 405 405 New 18,742
INTEGRATED SILICON SOLUTION COM 395 395 New 19,597
POWER INTEGRATIONS INC COM 394 394 New 7,912
EATON VANCE TX ADV GLB DIV OP COM 390 390 New 15,641
WESTERN ASSET MTG DEF OPPTY FD COM 389 389 New 15,736
COLUMBIA BKG SYS INC COM 367 367 New 12,171
TOWER SEMICONDUCTOR LTD SHS NEW 366 366 New 23,490
SUMMIT HOTEL PPTYS COM 362 362 New 26,711
PENN NATL GAMING INC COM 359 359 New 21,398
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 300 300 New 17,623
ASHFORD HOSPITALITY TR INC COM SHS 294 294 New 33,507
SOURCE CAP INC COM 289 289 New 3,880
WSFS FINL CORP COM 276 276 New 10,962
ZWEIG FD COM NEW 269 269 New 17,427