GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,100
New Positions 145
Increased Positions 1,774
Decreased Positions 1,321
Positions with Activity 3,095
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.73%
Conglomerates 0.31%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 6.51%
Energy 6.07%
Financial 19.03%
Healthcare 11.2%
Services 17.92%
Technology 15.18%
Transportation 1.93%
Utilities 5.3%

145 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TEKMIRA PHARMACEUTICALS CORP COM NEW 422 422 New 36,000
MACQUARIE FT TR GB INF UT DIV COM 415 415 New 27,431
ARDMORE SHIPPING CORP COM 406 406 New 33,216
RSP PERMIAN INC COM 400 400 New 14,854
COLUMBIA BKG SYS INC COM 400 400 New 12,171
CYBERARK SOFTWARE LTD SHS 400 400 New 6,420
PENN NATL GAMING INC COM 396 396 New 21,398
FLAHERTY & CRUMRINE DYN PFD SHS 393 393 New 17,704
WESTERN ASSET MTG DEF OPPTY FD COM 377 377 New 15,736
FST TR NEW OPPORT MLP & ENE FD COM 372 372 New 24,030
EATON VANCE TX ADV GLB DIV OP COM 370 370 New 15,641
TOWER SEMICONDUCTOR LTD SHS NEW 362 362 New 23,490
SUMMIT HOTEL PPTYS COM 354 354 New 26,711
POWER INTEGRATIONS INC COM 353 353 New 7,912
WSFS FINL CORP COM 305 305 New 10,962
STERLING BANCORP DEL COM 301 301 New 19,740
ASHFORD HOSPITALITY TR INC COM SHS 291 291 New 33,507
SOURCE CAP INC COM 287 287 New 3,880
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 286 286 New 17,623
AMES NATL CORP COM 273 273 New 10,514