GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,919
Decreased Positions 1,385
Positions with Activity 3,304
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,513

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.07%
Capital Goods 5.35%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.43%
Energy 8.74%
Financial 21.75%
Healthcare 8.51%
Services 16.91%
Technology 14.12%
Transportation 2.22%
Utilities 5.56%

242 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCORPIO BULKERS INC SHS 646 646 New 76,395
DORMAN PRODUCTS INC COM 609 609 New 12,620
XPO LOGISTICS INC COM 562 562 New 20,190
SPRINGLEAF HLDGS INC COM 551 551 New 20,368
KB HOME COM 535 535 New 29,178
SIZMEK INC COM 530 530 New 57,569
BONANZA CREEK ENERGY INC COM 528 528 New 8,573
FUTUREFUEL CORPORATION COM 521 521 New 31,966
HERITAGE FINL CORP WASH COM 508 508 New 32,357
POWERSHARES ETF TR II INTL DEV LOWVL 500 500 New 14,800
HIGHLAND FDS I HI LD IBOXX SRLN 492 492 New 24,745
MONRO MUFFLER BRAKE INC COM 442 442 New 8,591
WESTMORELAND COAL CO COM 434 434 New 10,300
QUNAR CAYMAN IS LTD SPNS ADR CL B 427 427 New 15,440
FABRINET SHS 426 426 New 21,836
YRC WORLDWIDE INC COM PAR $.01 414 414 New 14,880
COLUMBIA PPTY TR INC COM NEW 407 407 New 15,630
W & T OFFSHORE INC COM 387 387 New 26,175
AUXILIUM PHARMACEUTICALS INC COM 384 384 New 19,608
KENNEDY-WILSON HLDGS INC COM 356 356 New 14,335