GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,920
Decreased Positions 1,384
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,507

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.05%
Capital Goods 5.28%
Conglomerates 0.3%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 5.46%
Energy 8.75%
Financial 21.78%
Healthcare 8.48%
Services 16.89%
Technology 14.14%
Transportation 2.21%
Utilities 5.57%

242 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 1,011 1,011 New 14,050
NORDION INC COM 1,007 1,007 New 77,832
KANDI TECHNOLOGIES GROUP INC COM 969 969 New 59,080
LMI AEROSPACE INC COM 955 955 New 72,525
ECHOSTAR CORP CL A 891 891 New 17,136
ZULILY INC CL A 881 881 New 24,484
SMITH & WESSON HLDG CORP COM 872 872 New 63,159
VERMILION ENERGY INC COM 808 808 New 11,776
CHINDEX INTERNATIONAL INC COM 770 770 New 32,899
HEARTLAND EXPRESS INC COM 755 755 New 31,253
PETROLEUM & RES CORP COM 752 752 New 23,846
NCI BUILDING SYS INC COM NEW 750 750 New 41,211
SEAWORLD ENTMT INC COM 744 744 New 26,553
POWERSHARES ETF TRUST WATER RESOURCE 719 719 New 27,780
ENTROPIC COMMUNICATIONS INC COM 716 716 New 232,616
FIREEYE INC COM 715 715 New 19,358
NUVEEN BUILD AMER BD FD COM 711 711 New 34,795
GULFMARK OFFSHORE INC CL A NEW 699 699 New 17,604
CENTRAL SECS CORP COM 680 680 New 28,440
WORLD WRESTLING ENTMT INC CL A 652 652 New 51,665