GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,100
New Positions 145
Increased Positions 1,774
Decreased Positions 1,321
Positions with Activity 3,095
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.73%
Conglomerates 0.31%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 6.51%
Energy 6.07%
Financial 19.03%
Healthcare 11.2%
Services 17.92%
Technology 15.18%
Transportation 1.93%
Utilities 5.3%

145 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KKR INCOME OPPORTUNITIES FD COM 648 648 New 41,010
SANFILIPPO JOHN B & SON INC COM 644 644 New 12,353
MEDIFAST INC COM 618 618 New 18,918
WAYFAIR INC CL A 616 616 New 16,211
ACTUANT CORP CL A NEW 554 554 New 24,063
NUVEEN ALL CAP ENE MLP OPPO FD COM 553 553 New 38,804
NATIONSTAR MTG HLDGS INC COM 535 535 New 31,837
NUTRI SYS INC NEW COM 534 534 New 21,220
SQUARE 1 FINL INC CL A 527 527 New 19,143
NUVEEN PFD & INCOME TERM FD COM 522 522 New 23,392
UBS GROUP AG SHS 513 513 New 23,830
FIRST CTZNS BANCSHARES INC N C CL A 481 481 New 1,824
VIRGIN AMER INC COM VTG 468 468 New 17,082
LA QUINTA HLDGS INC COM 467 467 New 20,070
TRIBUNE MEDIA CO CL A 455 455 New 8,330
PARSLEY ENERGY INC CL A 452 452 New 26,535
HILLTOP HOLDINGS INC COM 451 451 New 18,742
IDT CORP CL B NEW 446 446 New 24,367
INTEGRATED SILICON SOLUTION COM 435 435 New 19,597
GOLDMAN SACHS MLP INC OPP FD COM SHS 426 426 New 29,233