GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,182

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.05%
Capital Goods 5.21%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.37%
Energy 8.64%
Financial 21.73%
Healthcare 8.65%
Services 17.07%
Technology 14.22%
Transportation 2.19%
Utilities 5.5%

242 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRICO BANCSHARES COM 2,161 2,161 New 94,661
MALIBU BOATS INC COM CL A 2,153 2,153 New 107,329
ARAMARK COM 2,039 2,039 New 74,576
OREXIGEN THERAPEUTICS INC COM 2,028 2,028 New 399,213
BOISE CASCADE CO DEL COM 1,904 1,904 New 65,155
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 1,864 1,864 New 41,469
POWER SOLUTIONS INTL INC COM NEW 1,852 1,852 New 28,945
TASER INTL INC COM 1,831 1,831 New 137,029
PICO HLDGS INC COM NEW 1,773 1,773 New 79,462
CARROLS RESTAURANT GROUP INC COM 1,611 1,611 New 209,717
COMMSCOPE HLDG CO INC COM 1,571 1,571 New 65,277
BRIXMOR PPTY GROUP INC COM 1,470 1,470 New 64,152
PLAINS GP HLDGS L P SHS A REP LTPN 1,407 1,407 New 46,395
FORUM ENERGY TECHNOLOGIES INC COM 1,363 1,363 New 39,456
PEOPLES BANCORP INC COM 1,277 1,277 New 54,175
EMPIRE ST RLTY TR INC CL A 1,191 1,191 New 72,985
CONNECTONE BANCORP INC NEW COM 1,128 1,128 New 59,236
LADDER CAP CORP CL A 1,103 1,103 New 61,361
KANDI TECHNOLOGIES GROUP INC COM 1,019 1,019 New 59,080
NORDION INC COM 1,007 1,007 New 77,832