GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,307
New Positions 131
Increased Positions 1,497
Decreased Positions 1,785
Positions with Activity 3,282
Sold Out Positions 182
Total Mkt Value (in $ millions) 37,853

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.64%
Capital Goods 5.09%
Conglomerates 0.3%
Consumer Cyclical 4.07%
Consumer/Non-Cyclical 5.84%
Energy 8.67%
Financial 21.36%
Healthcare 8.6%
Services 15.88%
Technology 13.87%
Transportation 2.13%
Utilities 5.89%

131 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORANDA ALUM HLDG CORP COM 59 59 New 13,086
VIOLIN MEMORY INC COM 59 59 New 12,124
SFX ENTMT INC COM 52 52 New 10,398
PLUG POWER INC COM NEW 52 52 New 11,338
REPUBLIC FIRST BANCORP INC COM 47 47 New 12,154
MARIN SOFTWARE INC COM 44 44 New 5,137
AMYRIS INC COM 43 43 New 11,408
HARVEST NATURAL RESOURCES INC COM 37 37 New 10,180
CYAN INC COM 37 37 New 11,841
ANTARES PHARMA INC COM 19 19 New 10,492
GABELLI HLTHCARE & WELLNESS TR RT 11 11 New 27,720