GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,105
New Positions 146
Increased Positions 1,779
Decreased Positions 1,321
Positions with Activity 3,100
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,988

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 4.77%
Conglomerates 0.31%
Consumer Cyclical 3.72%
Consumer/Non-Cyclical 6.53%
Energy 6.51%
Financial 18.62%
Healthcare 10.87%
Services 17.8%
Technology 15.32%
Transportation 1.98%
Utilities 5.55%

146 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FXCM INC COM CL A 15 15 New 11,474
FX ENERGY INC COM 14 14 New 12,490
HANSEN MEDICAL INC COM 13 13 New 12,493
UNITED STATES ANTIMONY CORP COM 12 12 New 11,774
WAVE SYSTEMS CORP CL A PAR $0.01 7 7 New 10,650
MILLER ENERGY RES INC COM 7 7 New 10,712