GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,096
New Positions 145
Increased Positions 1,769
Decreased Positions 1,322
Positions with Activity 3,091
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,512

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 4.69%
Conglomerates 0.31%
Consumer Cyclical 3.77%
Consumer/Non-Cyclical 6.32%
Energy 5.66%
Financial 19.08%
Healthcare 11.44%
Services 17.93%
Technology 15.23%
Transportation 2.01%
Utilities 5.39%

145 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FX ENERGY INC COM 11 11 New 12,490
HANSEN MEDICAL INC COM 11 11 New 12,493
UNITED STATES ANTIMONY CORP COM 8 8 New 11,774
MILLER ENERGY RES INC COM 3 3 New 10,712
WAVE SYSTEMS CORP CL A PAR $0.01 1 1 New 10,650