GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,313
New Positions 132
Increased Positions 1,501
Decreased Positions 1,787
Positions with Activity 3,288
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,158

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.09%
Conglomerates 0.3%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 5.67%
Energy 9.24%
Financial 21.12%
Healthcare 8.33%
Services 15.92%
Technology 13.73%
Transportation 2.06%
Utilities 5.86%

132 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IGI LABS INC COM 79 79 New 11,631
SFX ENTMT INC COM 73 73 New 10,398
PLUG POWER INC COM NEW 63 63 New 11,338
REPUBLIC FIRST BANCORP INC COM 54 54 New 12,154
NORANDA ALUM HLDG CORP COM 53 53 New 13,086
HARVEST NATURAL RESOURCES INC COM 50 50 New 10,180
AMYRIS INC COM 47 47 New 11,408
VIOLIN MEMORY INC COM 46 46 New 12,124
CYAN INC COM 44 44 New 11,841
MARIN SOFTWARE INC COM 43 43 New 5,137
ANTARES PHARMA INC COM 22 22 New 10,492
GABELLI HLTHCARE & WELLNESS TR RT 11 11 New 27,720