GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2015

Position Statistics

Total Positions 3,147
New Positions 154
Increased Positions 1,493
Decreased Positions 1,603
Positions with Activity 3,096
Sold Out Positions 130
Total Mkt Value (in $ millions) 36,087

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 4.75%
Conglomerates 0.29%
Consumer Cyclical 3.83%
Consumer/Non-Cyclical 6.32%
Energy 5.6%
Financial 18.77%
Healthcare 11.87%
Services 17.74%
Technology 15.2%
Transportation 2.04%
Utilities 5.35%

154 New Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NOVATEL WIRELESS INC COM NEW 37 37 New 14,119
IMATION CORP COM 36 36 New 12,035
GOLDEN OCEAN GROUP LTD SHS 30 30 New 10,127
ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 29 29 New 1,149
CENTRAL EUROPEAN MEDIA ENTRPRS CL A NEW 29 29 New 13,579
CURIS INC COM 28 28 New 11,309
SYNTA PHARMACEUTICALS CORP COM 24 24 New 11,946
CHINA MING YANG WIND PWR GROUP SPONSORED ADR 23 23 New 11,427
DU PONT E I DE NEMOURS & CO EX DISTRIB WI 20 20 New 331
BEBE STORES INC COM 15 15 New 11,839
UQM TECHNOLOGIES INC COM 10 10 New 11,188
RARE ELEMENT RES LTD COM 5 5 New 12,600
GOLDEN MINERALS CO COM 4 4 New 12,400
AXION PWR INTL INC COM PAR $0.001 2 2 New 1,157