GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.74%
Energy 8.78%
Financial 21.29%
Healthcare 8.52%
Services 15.87%
Technology 13.85%
Transportation 2.13%
Utilities 5.84%

131 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORANDA ALUM HLDG CORP COM 67 67 New 13,086
SFX ENTMT INC COM 64 64 New 10,398
VIOLIN MEMORY INC COM 55 55 New 12,124
REPUBLIC FIRST BANCORP INC COM 53 53 New 12,154
PLUG POWER INC COM NEW 50 50 New 11,338
AMYRIS INC COM 45 45 New 11,408
MARIN SOFTWARE INC COM 43 43 New 5,137
HARVEST NATURAL RESOURCES INC COM 42 42 New 10,180
CYAN INC COM 40 40 New 11,841
ANTARES PHARMA INC COM 22 22 New 10,492
GABELLI HLTHCARE & WELLNESS TR RT 11 11 New 27,720