GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,211
New Positions 95
Increased Positions 1,426
Decreased Positions 1,775
Positions with Activity 3,201
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.33%
Capital Goods 5.01%
Conglomerates 0.37%
Consumer Cyclical 4.32%
Consumer/Non-Cyclical 5.91%
Energy 6.83%
Financial 20.77%
Healthcare 9.47%
Services 16.62%
Technology 13.89%
Transportation 2.36%
Utilities 6.2%

95 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ORBITZ WORLDWIDE INC COM 129 129 New 15,398
REALD INC COM 117 117 New 10,135
WABASH NATL CORP COM 112 112 New 10,214
BOULDER GROWTH & INCOME FD INC COM 101 101 New 11,412
ABERDEEN ASIA PACIFIC INCOM FD COM 100 100 New 18,155
ARRAY BIOPHARMA INC COM 96 96 New 20,063
ISHARES MSCI ACWI ETF 88 88 New 1,500
LATTICE SEMICONDUCTOR CORP COM 84 84 New 12,752
ANGIES LIST INC COM 83 83 New 12,496
CUMULUS MEDIA INC CL A 76 76 New 17,830
FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 71 71 New 4,915
MARKET VECTORS ETF TR INDIA SMALL CP 32 32 New 725
VERA BRADLEY INC COM 32 32 New 1,516
ROCK CREEK PHARMACEUTICALS INC COM 3 3 New 20,834
WET SEAL INC CL A 1 1 New 10,684


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