GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,313
New Positions 132
Increased Positions 1,502
Decreased Positions 1,786
Positions with Activity 3,288
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,959

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.93%
Capital Goods 5.11%
Conglomerates 0.31%
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 5.67%
Energy 9.16%
Financial 21.05%
Healthcare 8.28%
Services 15.98%
Technology 13.78%
Transportation 2.08%
Utilities 5.84%

132 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SFX ENTMT INC COM 72 72 New 10,398
IGI LABS INC COM 69 69 New 11,631
PLUG POWER INC COM NEW 66 66 New 11,338
NORANDA ALUM HLDG CORP COM 55 55 New 13,086
REPUBLIC FIRST BANCORP INC COM 54 54 New 12,154
HARVEST NATURAL RESOURCES INC COM 51 51 New 10,180
AMYRIS INC COM 48 48 New 11,408
VIOLIN MEMORY INC COM 45 45 New 12,124
MARIN SOFTWARE INC COM 44 44 New 5,137
CYAN INC COM 42 42 New 11,841
ANTARES PHARMA INC COM 21 21 New 10,492
GABELLI HLTHCARE & WELLNESS TR RT 11 11 New 27,720