GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,159
New Positions 255
Increased Positions 1,594
Decreased Positions 1,542
Positions with Activity 3,136
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.06%
Capital Goods 5.09%
Conglomerates 0.29%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 6.1%
Energy 7.28%
Financial 18.99%
Healthcare 9.81%
Services 17.27%
Technology 14.68%
Transportation 2.11%
Utilities 5.53%

255 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WILLBROS GROUP INC DEL COM 72 72 New 11,428
ISHARES TR MSCI QATAR ETF 68 68 New 2,800
SOLAZYME INC COM 68 68 New 25,577
STAR BULK CARRIERS CORP SHS NEW 68 68 New 14,737
VAALCO ENERGY INC COM NEW 66 66 New 13,720
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 66 66 New 5,880
EXTREME NETWORKS INC COM 59 59 New 16,514
CASELLA WASTE SYS INC CL A 56 56 New 12,785
MATTSON TECHNOLOGY INC COM 56 56 New 11,622
CYAN INC COM 48 48 New 12,632
UNILIFE CORP NEW COM 42 42 New 10,683
GRAFTECH INTL LTD COM 42 42 New 10,797
SCORPIO BULKERS INC SHS 42 42 New 16,501
INFORMATION SERVICES GROUP INC COM 42 42 New 10,761
VIOLIN MEMORY INC COM 41 41 New 10,505
NEOSTEM INC COM PAR $.001 40 40 New 10,564
HOVNANIAN ENTERPRISES INC CL A 38 38 New 10,260
SUNESIS PHARMACEUTICALS INC COM NEW 36 36 New 16,260
NAVIOS MARITIME ACQUIS CORP SHS 36 36 New 10,131
SEQUENOM INC COM NEW 35 35 New 10,094