GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,705

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 5.16%
Conglomerates 0.31%
Consumer Cyclical 4.18%
Consumer/Non-Cyclical 6.13%
Energy 7.11%
Financial 19.06%
Healthcare 9.97%
Services 17.4%
Technology 14.57%
Transportation 2.09%
Utilities 5.51%

252 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK MULTI-SECTOR INC TR COM 185 185 New 10,571
CENTER COAST MLP & INFRSTR FD COM SHS 183 183 New 10,458
NET 1 UEPS TECHNOLOGIES INC COM NEW 180 180 New 13,083
FAIRPOINT COMMUNICATIONS INC COM NEW 177 177 New 10,006
GREEN DOT CORP CL A 156 156 New 9,743
GRAY TELEVISION INC COM 149 149 New 10,752
CALLIDUS SOFTWARE INC COM 134 134 New 10,120
BOULDER BRANDS INC COM 119 119 New 12,522
MARINE HARVEST ASA SPONSORED ADR 116 116 New 10,017
AMICUS THERAPEUTICS INC COM 110 110 New 10,054
AMPIO PHARMACEUTICALS INC COM 106 106 New 14,215
LSI INDS INC COM 88 88 New 10,667
APPROACH RESOURCES INC COM 82 82 New 12,080
NORTHWEST BIOTHERAPEUTICS INC COM PAR $0.001 81 81 New 10,851
BOINGO WIRELESS INC COM 80 80 New 10,822
CEDAR REALTY TRUST INC COM NEW 80 80 New 10,596
SOLAZYME INC COM 77 77 New 25,577
EVOLUTION PETROLEUM CORP COM 72 72 New 12,151
CASELLA WASTE SYS INC CL A 69 69 New 12,785
ISHARES TR MSCI QATAR ETF 65 65 New 2,800