GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,250

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.54%
Energy 8.67%
Financial 21.76%
Healthcare 8.46%
Services 16.89%
Technology 14.06%
Transportation 2.18%
Utilities 5.65%

242 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PERRIGO CO PLC SHS 26,634 26,634 New 180,849
GUGGENHEIM BLD AMR BDS MANG DR COM 25,674 25,674 New 1,154,388
BERRY PLASTICS GROUP INC COM 20,507 20,507 New 790,249
IDENIX PHARMACEUTICALS INC COM 11,055 11,055 New 460,627
MAIDEN HOLDINGS LTD SHS 8,659 8,659 New 722,191
COMMUNITY BK SYS INC COM 8,304 8,304 New 231,644
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 7,738 7,738 New 6,677
PRUDENTIAL SHT DURATION HG YLD COM 6,398 6,398 New 360,035
PLATFORM SPECIALTY PRODS CORP COM 5,544 5,544 New 206,100
NUVEEN PFD & INCOME TERM FD COM 5,164 5,164 New 219,015
INTREXON CORP COM 4,658 4,658 New 187,666
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 4,352 4,352 New 273,905
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR 4,105 4,105 New 182,784
PHILLIPS 66 PARTNERS LP COM UNIT REP INT 3,397 3,397 New 44,991
KARYOPHARM THERAPEUTICS INC COM 2,755 2,755 New 73,329
KYTHERA BIOPHARMACEUTICALS INC COM 2,748 2,748 New 79,342
XOOM CORP COM 2,549 2,549 New 105,859
NEWLINK GENETICS CORP COM 2,396 2,396 New 104,357
TALMER BANCORP INC COM 2,394 2,394 New 174,256
TRICO BANCSHARES COM 2,244 2,244 New 94,661


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