GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,218
New Positions 95
Increased Positions 1,430
Decreased Positions 1,778
Positions with Activity 3,208
Sold Out Positions 285
Total Mkt Value (in $ millions) 40,061

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.47%
Capital Goods 5.24%
Conglomerates 0.38%
Consumer Cyclical 4.23%
Consumer/Non-Cyclical 5.8%
Energy 8.16%
Financial 20.54%
Healthcare 9.01%
Services 16.3%
Technology 13.75%
Transportation 2.35%
Utilities 6.05%

95 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYMETRA FINL CORP COM 16,377 16,377 New 725,621
SELECT SECTOR SPDR TR SBI INT-INDS 13,089 13,089 New 228,900
SELECT SECTOR SPDR TR SBI CONS DISCR 12,490 12,490 New 178,200
TERRAFORM PWR INC CL A COM 12,237 12,237 New 380,973
SELECT SECTOR SPDR TR SBI MATERIALS 12,232 12,232 New 241,400
ARGO GROUP INTL HLDGS LTD COM 9,138 9,138 New 165,966
ABENGOA YIELD PLC ORD SHS 7,969 7,969 New 273,575
GRAND CANYON ED INC COM 7,803 7,803 New 168,102
QIWI PLC SPON ADR REP B 6,874 6,874 New 234,115
GLOBUS MED INC CL A 6,172 6,172 New 457,192
WEST CORP COM 4,906 4,906 New 163,365
II VI INC COM 3,667 3,667 New 272,233
MICHAELS COS INC COM 3,444 3,444 New 150,086
ACHILLION PHARMACEUTICALS INC COM 3,377 3,377 New 256,636
RCS CAP CORP COM CL A 3,122 3,122 New 286,455
ULTRAGENYX PHARMACEUTICAL INC COM 2,956 2,956 New 67,043
NORTH ATLANTIC DRILLING LTD COM 2,898 2,898 New 832,707
HYATT HOTELS CORP COM CL A 2,462 2,462 New 41,723
COMPRESSCO PARTNERS L P COM UNIT 2,404 2,404 New 104,651
INOVIO PHARMACEUTICALS INC COM NEW 2,267 2,267 New 227,185