GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,159
New Positions 255
Increased Positions 1,594
Decreased Positions 1,542
Positions with Activity 3,136
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.06%
Capital Goods 5.09%
Conglomerates 0.29%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 6.1%
Energy 7.28%
Financial 18.99%
Healthcare 9.81%
Services 17.27%
Technology 14.68%
Transportation 2.11%
Utilities 5.53%

1,594 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ISHARES EM HGHYL BD ETF New 88,804
ISHARES GLB HGH YLD ETF New 9,077
PROSHARES TR HGH YLD INT RATE New 62,576
PROSHARES TR INVT INT RT HG New 8,980
JOES JEANS INC COM 2 3.71 10,852
ROCK CREEK PHARMACEUTICALS INC COM 4 1 53.37 31,954
NANOSPHERE INC COM 4 4 New 12,542
GENERAL MOLY INC COM 6 6 New 14,555
IMMUNOCELLULAR THERAPEUTICS COM 7 7 New 12,448
HEMISPHERX BIOPHARMA INC COM 8 2 35.71 32,818
CARDICA INC COM 9 9 New 13,531
SYNTHESIS ENERGY SYS INC COM 9 9 New 11,434
U S GEOTHERMAL INC COM 9 2 31.37 20,021
IPASS INC COM 10 10 New 10,843
ODYSSEY MARINE EXPLORATION INC COM 11 4 48.06 15,517
MAST THERAPEUTICS INC COM 11 4 57.30 21,059
ENTEROMEDICS INC COM NEW 11 11 New 10,491
VICAL INC COM 11 11 New 11,029
MIDWAY GOLD CORP COM 11 2 23.15 15,254
SPEED COMM INC COM 12 3 28.35 15,871


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