GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,438

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.83%
Capital Goods 5.16%
Conglomerates 0.31%
Consumer Cyclical 4.2%
Consumer/Non-Cyclical 6.11%
Energy 7.11%
Financial 19.09%
Healthcare 9.89%
Services 17.42%
Technology 14.56%
Transportation 2.08%
Utilities 5.55%

1,589 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ISHARES GLB HGH YLD ETF New 9,077
ISHARES EM HGHYL BD ETF New 88,804
PROSHARES TR INVT INT RT HG New 8,980
PROSHARES TR HGH YLD INT RATE New 62,576
JOES JEANS INC COM 2 3.71 10,852
NANOSPHERE INC COM 3 3 New 12,542
ROCK CREEK PHARMACEUTICALS INC COM 3 1 53.37 31,954
MIDWAY GOLD CORP COM 5 1 23.15 15,254
IMMUNOCELLULAR THERAPEUTICS COM 6 6 New 12,448
GENERAL MOLY INC COM 7 7 New 14,555
HEMISPHERX BIOPHARMA INC COM 7 2 35.71 32,818
CARDICA INC COM 9 9 New 13,531
U S GEOTHERMAL INC COM 10 2 31.37 20,021
ENTEROMEDICS INC COM NEW 10 10 New 10,491
SPEED COMM INC COM 10 2 28.35 15,871
MAST THERAPEUTICS INC COM 10 4 57.30 21,059
VICAL INC COM 10 10 New 11,029
ODYSSEY MARINE EXPLORATION INC COM 11 4 48.06 15,517
STEMCELLS INC COM NEW 11 11 New 11,114
IPASS INC COM 11 11 New 10,843


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