GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 4.99%
Conglomerates 0.3%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.81%
Financial 19.07%
Healthcare 9.66%
Services 16.96%
Technology 14.7%
Transportation 2.05%
Utilities 5.49%

1,587 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ISHARES EM HGHYL BD ETF New 88,804
ISHARES GLB HGH YLD ETF New 9,077
PROSHARES TR INVT INT RT HG New 8,980
PROSHARES TR HGH YLD INT RATE New 62,576
JOES JEANS INC COM 2 3.71 10,852
NANOSPHERE INC COM NEW 2 2 New 627
ROCK CREEK PHARMACEUTICALS INC COM NEW 3 1 53.42 1,278
MIDWAY GOLD CORP COM 5 1 23.15 15,254
SPEED COMM INC COM 6 1 28.35 15,871
CARDICA INC COM 6 6 New 13,531
IMMUNOCELLULAR THERAPEUTICS COM 6 6 New 12,448
STEMCELLS INC COM NEW 7 7 New 11,114
HEMISPHERX BIOPHARMA INC COM 9 2 35.71 32,818
U S GEOTHERMAL INC COM 10 2 31.37 20,021
ODYSSEY MARINE EXPLORATION INC COM 10 3 48.06 15,517
VICAL INC COM 10 10 New 11,029
MAST THERAPEUTICS INC COM 11 4 57.30 21,059
GENERAL MOLY INC COM 11 11 New 14,555
ENTEROMEDICS INC COM NEW 12 12 New 10,491
AMERICAN APPAREL INC COM 12 4 41.17 18,384