GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,333

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.09%
Capital Goods 5.23%
Conglomerates 0.3%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 5.43%
Energy 8.69%
Financial 21.78%
Healthcare 8.49%
Services 16.93%
Technology 14.17%
Transportation 2.19%
Utilities 5.61%

1,921 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
KID BRANDS INC COM New 10,505
COLDWATER CREEK INC COM NEW New 11,262
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 372.38 3,694
JAMES RIVER COAL CO COM NEW 4 1 29.41 15,627
UNITEK GLOBAL SVCS INC COM PAR $.00002 4 4 New 10,423
BAXANO SURGICAL INC COM 6 6 New 10,456
CERES INC COM 7 7 New 10,124
LUCAS ENERGY INC COM NEW 8 2 29.41 14,260
MELA SCIENCES INC COM NEW 8 2 29.37 2,903
AUTHENTIDATE HLDG CORP COM NEW 8 8 New 14,366
DELCATH SYS INC COM NEW 9 2 29.40 4,085
IKANOS COMMUNICATIONS COM 10 10 New 23,906
CORINTHIAN COLLEGES INC COM 10 7 254.47 46,468
RESPONSE GENETICS INC COM 10 10 New 12,778
METABOLIX INC COM 10 2 29.38 14,903
HOUSTON AMERN ENERGY CORP COM 10 2 29.42 27,643
GENCO SHIPPING & TRADING LTD WT EXP 123121 11 11 New 1,270
BSD MED CORP DEL COM 11 11 New 12,800
CLEVELAND BIOLABS INC COM 11 3 29.39 25,903
SILVER BULL RES INC COM 12 5 81.23 45,656