GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,226
New Positions 291
Increased Positions 1,955
Decreased Positions 1,248
Positions with Activity 3,203
Sold Out Positions 142
Total Mkt Value (in $ millions) 33,206

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.46%
Capital Goods 5.03%
Conglomerates 0.36%
Consumer Cyclical 3.68%
Consumer/Non-Cyclical 5.89%
Energy 8.39%
Financial 22.09%
Healthcare 8.05%
Services 16.99%
Technology 14.24%
Transportation 2.25%
Utilities 5.37%

1,955 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 New 782
MIDDLEBY CORP COM 394 131 49.65 1,504
ISHARES MICRO-CAP ETF 128 45 53.15 1,700
INDEPENDENT BANK CORP MASS COM 77 77 New 1,994
MICROSTRATEGY INC CL A NEW 219 219 New 2,020
CONTRAVIR PHARMACEUTICALS INC COM 4 1 20.96 2,078
OVERLAND STORAGE INC COM NO PAR 8 6.30 2,193
SAGA COMMUNICATIONS INC CL A NEW 106 106 New 2,260
ISHARES MSCI MEX CAP ETF 147 147 New 2,300
MARKEL CORP COM 1,479 487 49.07 2,406
LANCASTER COLONY CORP COM 239 239 New 2,474
ULTIMATE SOFTWARE GROUP INC COM 333 144 76.31 2,597
FIRST CTZNS BANCSHARES INC N C CL A 641 24 3.82 2,747
BIGLARI HLDGS INC COM 1,310 750 134.16 2,838
TARGA RES CORP COM 316 316 New 2,903
TELEFLEX INC COM 314 37 13.39 3,058
DARA BIOSCIENCES INC COM PAR $ 6 6.30 3,072
SPDR SERIES TRUST BRCLYS AGG ETF 179 7 4.24 3,125
DELCATH SYS INC COM NEW 13 6 84.84 3,157
NORTHRIM BANCORP INC COM 79 79 New 3,170