GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.74%
Energy 8.78%
Financial 21.29%
Healthcare 8.52%
Services 15.87%
Technology 13.85%
Transportation 2.13%
Utilities 5.84%

1,497 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ASTERIAS BIOTHERAPEUTICS INC COM SER A 3 12.44 488
FIRST CTZNS BANCSHARES INC N C CL A 246 246 New 1,117
COCA COLA FEMSA S A B DE C V SPON ADR REP L 200 200 New 1,943
J & J SNACK FOODS CORP COM 211 211 New 2,205
ISHARES MSCI MEX CAP ETF 169 6 3.65 2,384
MARKEL CORP COM 1,726 44 2.62 2,668
NEWMARKET CORP COM 1,086 42 4 2,730
SHUTTERSTOCK INC COM 204 204 New 2,826
COHERENT INC COM 232 16 7.18 3,523
AMERCO COM 975 975 New 3,583
APPLIED INDL TECHNOLOGIES INC COM 183 183 New 3,826
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 402 96 31.30 3,968
VANGUARD INDEX FDS REIT ETF 295 243 471.43 4,000
ACUITY BRANDS INC COM 531 2 .31 4,252
HOWARD HUGHES CORP COM 668 118 21.50 4,357
ZAZA ENERGY CORP COM NEW 22 1 6.00 4,436
BP PRUDHOE BAY RTY TR UNIT BEN INT 431 50 13.06 4,623
MARIN SOFTWARE INC COM 43 43 New 5,137
ALLEGHANY CORP DEL COM 2,207 315 16.68 5,141
NETSUITE INC COM 480 57 13.50 5,363