GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,161
New Positions 255
Increased Positions 1,595
Decreased Positions 1,543
Positions with Activity 3,138
Sold Out Positions 186
Total Mkt Value (in $ millions) 41,005

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.06%
Capital Goods 5.1%
Conglomerates 0.3%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 6.06%
Energy 7.28%
Financial 18.99%
Healthcare 9.84%
Services 17.21%
Technology 14.7%
Transportation 2.12%
Utilities 5.53%

1,595 INCREASED Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 71,697 4,564 6.80 422,717
58 COM INC SPON ADR REP A 1,424 1,010 243.92 34,660
AAR CORP COM 2,157 557 34.82 75,531
AARONS INC COM PAR $0.50 1,475 117 8.62 49,697
ABAXIS INC COM 1,134 1,134 New 18,459
ABBOTT LABS COM 41,911 5,752 15.91 880,295
ABENGOA YIELD PLC ORD SHS 12,268 3,437 38.92 380,047
ABERCROMBIE & FITCH CO CL A 7,373 6,004 438.54 306,833
ABERDEEN ASIA PACIFIC INCOM FD COM 286 186 184.87 51,718
ABERDEEN AUSTRALIA EQTY FD INC COM 4,145 173 4.35 559,378
ACADIA PHARMACEUTICALS COM 8,418 1,157 15.94 222,812
ACADIA RLTY TR COM SH BEN INT 513 106 26.10 14,960
ACCENTURE PLC IRELAND SHS CLASS A 47,390 7,733 19.50 524,802
ACCO BRANDS CORP COM 672 76 12.66 89,837
ACHILLION PHARMACEUTICALS INC COM 4,160 955 29.79 333,081
ACTIVISION BLIZZARD INC COM 7,462 342 4.80 319,571
ACUITY BRANDS INC COM 9,569 8,949 1,441.56 60,090
ADOBE SYS INC COM 45,633 3,577 8.51 577,929
ADVANCE AUTO PARTS INC COM 16,734 14,182 555.62 107,698
ADVANCED DRAIN SYS INC DEL COM 809 809 New 30,125