GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 4.99%
Conglomerates 0.3%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.81%
Financial 19.07%
Healthcare 9.66%
Services 16.96%
Technology 14.7%
Transportation 2.05%
Utilities 5.49%

1,587 INCREASED Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L 7,510 7,510 New 6,502
BARCLAYS PLC ADR 672 139 26.08 42,968
BT GROUP PLC ADR 9,246 4,758 106.02 132,081
CHEETAH MOBILE INC ADR 23,211 23,211 New 1,016,676
DR REDDYS LABS LTD ADR 2,755 1,875 213.05 52,191
MELCO CROWN ENTMT LTD ADR 496 496 New 23,892
VALE S A ADR 5,558 147 2.72 688,668
YINGLI GREEN ENERGY HLDG CO LT ADR 7,021 868 14.12 3,714,765
ERICSSON ADR B SEK 10 2,711 301 12.51 246,936
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 15,580 1,010 6.93 1,054,152
ALPS ETF TR ALERIAN MLP 42,380 3,257 8.33 2,458,209
HONDA MOTOR LTD AMERN SHS 1,611 1,611 New 47,090
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 2,974 272 10.06 60,019
SPDR SERIES TRUST BRCLY EM LOCL 2,139 526 32.59 76,808
POWERSHARES ETF TR II BUILD AMER ETF 2,217 171 8.38 74,335
ABERCROMBIE & FITCH CO CL A 6,907 5,624 438.54 306,833
AMERICAN HOMES 4 RENT CL A 2,206 66 3.09 131,077
AMPHENOL CORP NEW CL A 104,119 36,803 54.67 1,843,133
APARTMENT INVT & MGMT CO CL A 65,671 35,666 118.87 1,715,986
APOLLO ED GROUP INC CL A 18,541 17,544 1,758.64 1,101,356