GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2015

Position Statistics

Total Positions 3,128
New Positions 238
Increased Positions 1,617
Decreased Positions 1,477
Positions with Activity 3,094
Sold Out Positions 190
Total Mkt Value (in $ millions) 34,954

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.28%
Capital Goods 4.51%
Conglomerates 0.31%
Consumer Cyclical 3.8%
Consumer/Non-Cyclical 7.47%
Energy 5.38%
Financial 17.79%
Healthcare 9.78%
Services 18.28%
Technology 15.59%
Transportation 1.91%
Utilities 5.71%

1,617 INCREASED Positions as of 12/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 3,338 105 3.23 646,847
BARCLAYS PLC ADR 608 290 91.34 60,296
CHEETAH MOBILE INC ADR 10,568 855 8.80 697,117
DR REDDYS LABS LTD ADR 789 127 19.27 17,018
ICICI BK LTD ADR 2,105 438 26.29 286,754
MELCO CROWN ENTMT LTD ADR 447 185 70.80 29,262
MOMO INC ADR 383 383 New 23,214
PRUDENTIAL PLC ADR 1,235 1,235 New 31,053
RANDGOLD RES LTD ADR 6,221 1,627 35.42 65,358
VALE S A ADR 3,989 670 20.19 709,821
WOORI BK ADR 433 433 New 15,500
WPP PLC NEW ADR 2,786 547 24.42 23,664
HDFC BANK LTD ADR REPS 3 SHS 3,600 272 8.16 57,291
VALE S A ADR REPSTG PFD 1,151 145 14.39 260,973
QIHOO 360 TECHNOLOGY CO LTD ADS 7,475 643 9.42 98,408
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 121 30 32.28 24,061
YY INC ADS REPCOM CLA 2,199 530 31.76 35,009
CTRIP COM INTL LTD AMERICAN DEP SHS 6,123 1,258 25.85 135,859
SPDR SERIES TRUST BARCLYS TIPS ETF 990 137 16.06 17,261
WISDOMTREE TR BLMBG US BULL 2,252 165 7.90 87,065