GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,159
New Positions 255
Increased Positions 1,594
Decreased Positions 1,542
Positions with Activity 3,136
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.97%
Capital Goods 5.08%
Conglomerates 0.31%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 6.07%
Energy 7.21%
Financial 19.05%
Healthcare 9.96%
Services 17.29%
Technology 14.72%
Transportation 2.11%
Utilities 5.48%

1,594 INCREASED Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L 7,635 7,635 New 6,502
BARCLAYS PLC ADR 695 144 26.08 42,968
BT GROUP PLC ADR 9,264 4,767 106.02 132,081
CHEETAH MOBILE INC ADR 18,148 18,148 New 1,016,676
DR REDDYS LABS LTD ADR 2,925 1,991 213.05 52,191
MELCO CROWN ENTMT LTD ADR 577 577 New 23,892
VALE S A ADR 4,497 119 2.72 688,668
YINGLI GREEN ENERGY HLDG CO LT ADR 8,990 1,112 14.12 3,714,765
ERICSSON ADR B SEK 10 3,153 351 12.51 246,936
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 15,707 1,018 6.93 1,054,152
ALPS ETF TR ALERIAN MLP 41,691 3,204 8.33 2,458,209
HONDA MOTOR LTD AMERN SHS 1,565 1,565 New 47,090
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 2,961 271 10.06 60,019
SPDR SERIES TRUST BRCLY EM LOCL 2,110 519 32.59 76,808
POWERSHARES ETF TR II BUILD AMER ETF 2,222 172 8.38 74,335
ABERCROMBIE & FITCH CO CL A 6,201 5,050 438.54 306,833
AMERICAN HOMES 4 RENT CL A 2,130 64 3.09 131,077
AMPHENOL CORP NEW CL A 108,229 38,255 54.67 1,843,133
APARTMENT INVT & MGMT CO CL A 64,778 35,181 118.87 1,715,986
APOLLO ED GROUP INC CL A 30,243 28,616 1,758.64 1,101,356