GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,920
Decreased Positions 1,384
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,507

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.05%
Capital Goods 5.28%
Conglomerates 0.3%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 5.46%
Energy 8.75%
Financial 21.78%
Healthcare 8.48%
Services 16.89%
Technology 14.14%
Transportation 2.21%
Utilities 5.57%

1,920 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
A H BELO CORP COM CL A 122 122 New 10,713
ADDUS HOMECARE CORP COM 218 218 New 9,554
AGENUS INC COM NEW 96 96 New 28,392
ALBANY INTL CORP CL A 234 234 New 6,283
ALIMERA SCIENCES INC COM 65 65 New 11,200
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 358 358 New 3,022
AMBARELLA INC SHS 295 295 New 9,751
AMERICAN NATL BANKSHARES INC COM 116 116 New 5,401
AMERIS BANCORP COM 218 218 New 10,364
AMREIT INC NEW CL B 274 274 New 11,928
ARAMARK COM 2,041 2,041 New 74,576
ASSEMBLY BIOSCIENCES INC COM 15 15 New 2,114
ATRICURE INC COM 223 223 New 14,047
ATRION CORP COM 250 250 New 844
AUTHENTIDATE HLDG CORP COM NEW 9 9 New 14,366
AUXILIUM PHARMACEUTICALS INC COM 377 377 New 19,608
AVG TECHNOLOGIES N V SHS 223 223 New 11,116
AVIAT NETWORKS INC COM 41 41 New 33,565
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 7,765 7,765 New 6,677
BAXANO SURGICAL INC COM 5 5 New 10,456