GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 4.99%
Conglomerates 0.3%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.81%
Financial 19.07%
Healthcare 9.66%
Services 16.96%
Technology 14.7%
Transportation 2.05%
Utilities 5.49%

1,587 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABAXIS INC COM 1,024 1,024 New 18,459
ADVANCED DRAIN SYS INC DEL COM 841 841 New 30,125
AIRCASTLE LTD COM 4,435 4,435 New 180,485
ALLIANCEBERNSTEIN NATL MUNI IN COM 634 634 New 47,128
ALLY FINL INC COM 467 467 New 21,229
ALPHATEC HOLDINGS INC COM 16 16 New 11,120
AMEDISYS INC COM 272 272 New 9,930
AMICUS THERAPEUTICS INC COM 105 105 New 10,054
AMPIO PHARMACEUTICALS INC COM 35 35 New 14,215
AMTRUST FINL SVCS INC COM 336 336 New 5,519
ANACOR PHARMACEUTICALS INC COM 6,579 6,579 New 120,945
ANADIGICS INC COM 25 25 New 18,183
ANGIODYNAMICS INC COM 640 640 New 38,387
ANTARES PHARMA INC COM 29 29 New 11,902
ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 1,717 1,717 New 67,567
APPLIED INDL TECHNOLOGIES INC COM 217 217 New 5,187
APPROACH RESOURCES INC COM 105 105 New 12,080
ARAMARK COM 1,488 1,488 New 48,228
ARISTA NETWORKS INC COM 499 499 New 7,711
ARLINGTON ASSET INVT CORP CL A NEW 214 214 New 9,904