GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,307
New Positions 131
Increased Positions 1,497
Decreased Positions 1,785
Positions with Activity 3,282
Sold Out Positions 182
Total Mkt Value (in $ millions) 37,853

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.64%
Capital Goods 5.09%
Conglomerates 0.3%
Consumer Cyclical 4.07%
Consumer/Non-Cyclical 5.84%
Energy 8.67%
Financial 21.36%
Healthcare 8.6%
Services 15.88%
Technology 13.87%
Transportation 2.13%
Utilities 5.89%

1,497 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
DESTINATION MATERNITY CORP COM 188 .01 12,152
QUICKSILVER RESOURCES INC COM 13 .17 21,256
BLACKROCK MUNIYLD MICH QLTY II COM 237 .09 18,906
ASTERIAS BIOTHERAPEUTICS INC COM SER A 3 12.44 488
UNITED MICROELECTRONICS CORP SPON ADR NEW 297 1 .20 149,129
ZAZA ENERGY CORP COM NEW 16 1 6.00 4,436
IKANOS COMMUNICATIONS COM 10 1 14.04 27,263
SILVERCORP METALS INC COM 562 1 .22 353,461
DENDREON CORP COM 20 1 7.05 14,137
CEL SCI CORP COM PAR $0.01 23 1 6.52 25,647
ACUITY BRANDS INC COM 501 2 .31 4,252
ISHARES TR IBOXX INV CP ETF 18,570 2 .01 157,084
ENDEAVOUR SILVER CORP COM 952 2 .18 217,874
MADISON SQUARE GARDEN CO CL A 458 2 .44 6,925
MILLER ENERGY RES INC COM 107 2 1.94 24,338
DOCUMENT SEC SYS INC COM 18 2 13.96 20,758
GERON CORP COM 23 3 12.43 11,702
PARKERVISION INC COM 61 3 4.75 53,214
FOREST CITY ENTERPRISES INC CL A 1,884 3 .15 96,303
CERES INC COM 7 3 70.41 17,252