GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2015

Position Statistics

Total Positions 3,147
New Positions 154
Increased Positions 1,493
Decreased Positions 1,603
Positions with Activity 3,096
Sold Out Positions 130
Total Mkt Value (in $ millions) 36,647

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 4.77%
Conglomerates 0.29%
Consumer Cyclical 3.84%
Consumer/Non-Cyclical 6.32%
Energy 5.55%
Financial 18.71%
Healthcare 11.96%
Services 17.75%
Technology 15.28%
Transportation 2.06%
Utilities 5.27%

1,493 INCREASED Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES GLB HGH YLD ETF 22.64 17,268
PROSHARES TR INVT INT RT HG 70.21 29,870
PROSHARES TR HGH YLD INT RATE 8.71 75,015
APPROACH RESOURCES INC COM 31 .08 12,748
CVR PARTNERS LP COM 2,545 .01 231,980
SFX ENTMT INC COM 7 4.17 10,776
XOMA CORP DEL COM 18 2.13 21,502
ATLANTIC PWR CORP COM NEW 82 .52 38,369
CUTWATER SELECT INCOME FD COM 311 .16 16,589
1ST SOURCE CORP COM 1,135 1 .05 38,167
GASTAR EXPL INC NEW COM 61 1 1.00 39,815
RENREN INC SPONSORED ADR 542 1 .12 178,990
HARMONIC INC COM 58 1 1.43 10,188
HECLA MNG CO COM 1,299 1 .07 646,421
UNITED CMNTY FINL CORP OHIO COM 59 1 1.74 11,501
AXCELIS TECHNOLOGIES INC COM 88 1 1.21 27,058
FIVE STAR QUALITY CARE INC COM 41 1 3.76 12,686
OCLARO INC COM NEW 75 2 2.08 28,626
GLU MOBILE INC COM 114 2 1.36 26,106
AU OPTRONICS CORP SPONSORED ADR 60 2 2.78 19,493