GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,102
New Positions 145
Increased Positions 1,776
Decreased Positions 1,321
Positions with Activity 3,097
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 4.74%
Conglomerates 0.31%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 6.16%
Energy 6.12%
Financial 19.06%
Healthcare 11.23%
Services 17.99%
Technology 15.21%
Transportation 1.94%
Utilities 5.33%

1,776 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES GLB HGH YLD ETF 55.12 14,080
ISHARES EM HGHYL BD ETF 1.97 90,552
KRAFT HEINZ CO COM 13.43 1,686,308
PROSHARES TR INVT INT RT HG 95.42 17,549
PROSHARES TR HGH YLD INT RATE 10.27 69,002
ENTEROMEDICS INC COM NEW 6 .45 10,538
STEMCELLS INC COM NEW 6 .45 11,164
LIBERTY ALL STAR EQUITY FD SH BEN INT 96 .03 16,663
RAND LOGISTICS INC COM 506 .01 156,720
VICAL INC COM 8 .45 11,079
DISCOVERY LABORATORIES INC NEW COM NEW 8 .45 11,525
MIDWAY GOLD CORP COM 48.23 22,611
AMERICAN APPAREL INC COM 9 .45 18,467
LIFEVANTAGE CORP COM 10 .45 17,970
IPASS INC COM 11 .45 10,892
U S GEOTHERMAL INC COM 11 .46 20,112
ANADIGICS INC COM 13 .45 18,265
ENERGY FUELS INC COM NEW 15 .46 3,503
BLUELINX HLDGS INC COM 15 .45 15,424
SYNTHESIS ENERGY SYS INC COM 16 .46 11,486