GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 4.99%
Conglomerates 0.3%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.81%
Financial 19.07%
Healthcare 9.66%
Services 16.96%
Technology 14.7%
Transportation 2.05%
Utilities 5.49%

1,587 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VASCO DATA SEC INTL INC COM 1,011 1,011 New 39,747
MFS MUN INCOME TR SH BEN INT 1,007 362 56.14 150,034
EATON VANCE NY MUNI INCOME TR SH BEN INT 1,005 94 10.37 73,331
COUSINS PPTYS INC COM 991 628 172.79 101,612
DUFF & PHELPS UTIL CORP BD TR COM 989 216 28.00 101,621
TECK RESOURCES LTD CL B 978 197 25.22 62,882
ULTRA PETROLEUM CORP COM 976 334 52.18 54,896
DEUTSCHE BANK AG NAMEN AKT 961 470 95.60 29,756
BANKUNITED INC COM 942 101 12.06 28,893
MADISON SQUARE GARDEN CO CL A 937 551 142.76 11,286
INTERACTIVE BROKERS GROUP INC COM 928 178 23.79 27,004
ALLIANCE ONE INTL INC COM 926 459 98.35 685,705
GROUPON INC COM CL A 923 51 5.84 135,941
BOOZ ALLEN HAMILTON HLDG CORP CL A 922 387 72.38 32,981
SYKES ENTERPRISES INC COM 918 918 New 36,499
TC PIPELINES LP UT COM LTD PRT 914 606 196.66 13,658
TEKLA LIFE SCIENCES INVS SH BEN INT 910 198 27.84 33,942
FORUM ENERGY TECHNOLOGIES INC COM 902 142 18.74 39,471
LOUISIANA PAC CORP COM 895 111 14.16 56,082
GRAPHIC PACKAGING HLDG CO COM 891 202 29.26 61,671