GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2015

Position Statistics

Total Positions 3,128
New Positions 238
Increased Positions 1,617
Decreased Positions 1,477
Positions with Activity 3,094
Sold Out Positions 190
Total Mkt Value (in $ millions) 34,774

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.33%
Capital Goods 4.53%
Conglomerates 0.31%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 7.55%
Energy 5.41%
Financial 17.82%
Healthcare 9.68%
Services 18.43%
Technology 15.45%
Transportation 1.9%
Utilities 5.75%

1,617 INCREASED Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WORTHINGTON INDS INC COM 837 837 New 22,165
CARDTRONICS INC COM 836 836 New 21,208
SUNOPTA INC COM 830 830 New 154,232
LENDINGCLUB CORP COM 822 531 182.70 104,102
BARNES GROUP INC COM 821 254 44.93 25,256
SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 821 63 8.33 70,855
STONE HBR EMERG MKTS TL INC FD COM 816 243 42.34 63,094
EATON VANCE TX ADV GLBL DIV FD COM 808 29 3.76 55,486
MENTOR GRAPHICS CORP COM 803 803 New 40,213
LAREDO PETROLEUM INC COM 796 195 32.49 65,353
AXALTA COATING SYS LTD COM 782 229 41.36 27,470
WESTERN ALLIANCE BANCORP COM 781 126 19.23 21,361
BUCKLE INC COM 781 91 13.26 26,982
AVIS BUDGET GROUP COM 780 272 53.54 31,074
VAIL RESORTS INC COM 779 120 18.16 6,011
ANGIODYNAMICS INC COM 779 779 New 63,602
JANUS CAP GROUP INC COM 777 6 .84 53,208
DR REDDYS LABS LTD ADR 776 125 19.27 17,018
DYNEGY INC NEW DEL COM 763 363 90.63 43,289
REX AMERICAN RESOURCES CORP COM 762 762 New 14,015