GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,096
New Positions 145
Increased Positions 1,769
Decreased Positions 1,322
Positions with Activity 3,091
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,536

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 4.7%
Conglomerates 0.31%
Consumer Cyclical 3.76%
Consumer/Non-Cyclical 6.34%
Energy 5.58%
Financial 19.09%
Healthcare 11.43%
Services 17.93%
Technology 15.25%
Transportation 2.01%
Utilities 5.4%

1,769 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
E HOUSE CHINA HLDGS LTD ADR 1,439 338 30.72 227,732
REXNORD CORP NEW COM 1,438 43 3.08 66,987
ANIKA THERAPEUTICS INC COM 1,433 295 25.88 39,251
AEGON N V NY REGISTRY SH 1,424 311 27.91 183,915
MFS MUN INCOME TR SH BEN INT 1,423 469 49.12 223,724
CONSOLIDATED WATER CO INC ORD 1,416 .01 118,165
CHAMBERS STR PPTYS COM 1,412 60 4.44 192,647
RESOURCE CAP CORP COM 1,411 169 13.59 400,738
VIRTUSA CORP COM 1,408 297 26.69 29,359
ARES DYNAMIC CR ALLOCATION FD COM 1,405 48 3.52 92,934
ADVANCED MICRO DEVICES INC COM 1,405 231 19.64 727,814
CANTEL MEDICAL CORP COM 1,404 201 16.75 26,001
DRIL-QUIP INC COM 1,398 7 .53 22,545
HCI GROUP INC COM 1,395 267 23.68 31,086
CONCHO RES INC COM 1,393 147 11.75 12,848
CRANE CO COM 1,393 515 58.73 26,170
NUVEEN CA SELECT TAX FREE PRTF SH BEN INT 1,392 55 4.15 92,533
SNYDERS-LANCE INC COM 1,390 273 24.41 42,786
DELTIC TIMBER CORP COM 1,376 231 20.13 21,540
SOHU COM INC COM 1,375 240 21.18 29,277