GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,919
Decreased Positions 1,385
Positions with Activity 3,304
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,513

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.07%
Capital Goods 5.35%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.43%
Energy 8.74%
Financial 21.75%
Healthcare 8.51%
Services 16.91%
Technology 14.12%
Transportation 2.22%
Utilities 5.56%

1,919 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALCOA INC COM 55,873 308 .55 3,277,017
HESS CORP COM 55,699 4,789 9.41 556,102
ROYAL GOLD INC COM 55,512 18,560 50.23 721,128
SOUTHERN CO COM 55,259 3,578 6.92 1,233,174
STARBUCKS CORP COM 54,704 1,840 3.48 691,226
CHIPOTLE MEXICAN GRILL INC COM 53,976 4,386 8.85 81,625
AMC NETWORKS INC CL A 53,893 22,493 71.64 855,987
DISCOVER FINL SVCS COM 53,598 22,519 72.46 852,245
FOOT LOCKER INC COM 53,415 4,880 10.06 1,102,026
NEXTERA ENERGY INC COM 52,335 3,401 6.95 531,371
3M CO COM 52,292 1,703 3.37 361,430
RAYTHEON CO COM NEW 52,153 20,321 63.84 546,846
MASTERCARD INC CL A 51,920 9,538 22.51 667,861
CONSTELLATION BRANDS INC CL A 51,883 7,127 15.92 595,471
EXPRESS SCRIPTS HLDG CO COM 51,761 174 .34 784,019
L-3 COMMUNICATIONS HLDGS INC COM 51,101 17,991 54.34 417,563
NEWMONT MINING CORP COM 51,083 11,286 28.36 2,027,907
TARGET CORP COM 50,765 14,190 38.80 835,920
OCCIDENTAL PETE CORP DEL COM 50,743 400 .80 499,441
TEXAS INSTRS INC COM 50,623 2,539 5.28 1,050,374