GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,428

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.13%
Conglomerates 0.3%
Consumer Cyclical 4.12%
Consumer/Non-Cyclical 5.8%
Energy 8.71%
Financial 21.36%
Healthcare 8.55%
Services 15.85%
Technology 13.83%
Transportation 2.12%
Utilities 5.86%

1,497 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NASDAQ PREM INCM & GRW FD INC COM 4,223 447 11.85 220,155
VECTOR GROUP LTD COM 4,218 664 18.69 188,481
FRANCO NEVADA CORP COM 4,212 1,142 37.18 85,852
ENBRIDGE INC COM 4,131 72 1.79 81,955
NUVEEN REAL ASSET INC & GROWTH COM 4,130 1,370 49.61 209,874
EATON VANCE CALIF MUN BD FD COM 4,115 176 4.48 362,569
VISHAY INTERTECHNOLOGY INC COM 4,110 1,362 49.59 271,094
ITC HLDGS CORP COM 4,109 140 3.53 113,288
SYNCHRONOSS TECHNOLOGIES INC COM 4,101 2,480 152.88 93,173
HUB GROUP INC CL A 4,101 1,712 71.66 100,918
PGT INC COM 4,098 1,698 70.76 413,065
TATA MTRS LTD SPONSORED ADR 4,088 264 6.92 85,955
GALLAGHER ARTHUR J & CO COM 4,088 229 5.94 91,266
CALIFORNIA WTR SVC GROUP COM 4,080 110 2.77 176,094
PILGRIMS PRIDE CORP NEW COM 4,079 874 27.29 130,014
OI S.A. SPN ADR REP PFD 4,074 1,413 53.09 5,737,670
UNIT CORP COM 4,073 765 23.13 67,486
VANGUARD NAT RES LLC COM UNIT 4,066 1,052 34.92 144,447
AMERIGAS PARTNERS L P UNIT L P INT 4,053 1,708 72.87 87,934
AVIS BUDGET GROUP COM 4,050 702 20.96 65,717