GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,182

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.05%
Capital Goods 5.21%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.37%
Energy 8.64%
Financial 21.73%
Healthcare 8.65%
Services 17.07%
Technology 14.22%
Transportation 2.19%
Utilities 5.5%

1,921 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TELUS CORP COM 4,237 3,978 1,533.55 120,883
LAZARD LTD SHS A 4,187 2,222 113.06 77,777
TAL INTL GROUP INC COM 4,184 111 2.72 93,002
SANMINA CORPORATION COM 4,176 40 .96 176,070
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 4,165 1,286 44.68 98,242
ARIAD PHARMACEUTICALS INC COM 4,145 743 21.82 677,369
HORACE MANN EDUCATORS CORP NEW COM 4,139 47 1.14 142,937
PIMCO CALIF MUN INCOME FD III COM 4,131 583 16.42 394,945
HEALTHCARE TR AMER INC CL A 4,111 694 20.32 341,156
CHINA MOBILE LIMITED SPONSORED ADR 4,109 324 8.56 74,510
COHEN & STEERS MLP INC & ENRGY COM SHS 4,106 1,356 49.32 195,438
CALPINE CORP COM NEW 4,072 1,741 74.70 184,153
PIMCO DYNAMIC CR INCOME FD COM SHS 4,044 1,135 39.02 175,464
KEYW HLDG CORP COM 4,041 829 25.81 298,644
BLACKROCK MUNIHOLDINGS FD INC COM 4,029 222 5.84 253,076
DILLARDS INC CL A 4,024 3,054 314.78 32,859
ITC HLDGS CORP COM 4,017 1,225 43.87 109,423
EATON VANCE CALIF MUN BD FD COM 4,005 702 21.25 347,035
LIFEPOINT HOSPITALS INC COM 3,962 1,147 40.73 53,928
TIMKEN CO COM 3,961 2,528 176.42 85,182