GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,094
New Positions 145
Increased Positions 1,768
Decreased Positions 1,321
Positions with Activity 3,089
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,528

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.02%
Capital Goods 4.7%
Conglomerates 0.32%
Consumer Cyclical 3.75%
Consumer/Non-Cyclical 6.37%
Energy 5.48%
Financial 19.04%
Healthcare 11.52%
Services 18%
Technology 15.19%
Transportation 2.01%
Utilities 5.45%

1,768 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SELECT COMFORT CORP COM 3,855 175 4.75 148,025
EMPIRE DIST ELEC CO COM 3,837 3,054 390.09 166,752
VANGUARD NAT RES LLC COM UNIT 3,804 562 17.35 354,213
SAP SE SPON ADR 3,785 569 17.68 52,813
FRANKLIN ELEC INC COM 3,780 86 2.33 130,977
CSI COMPRESSCO LP COM UNIT 3,776 342 9.96 247,908
TECH DATA CORP COM 3,753 684 22.27 64,335
ARCBEST CORP COM 3,720 513 15.99 112,563
SUSQUEHANNA BANCSHARES INC PA COM 3,720 1,496 67.24 261,980
BLACKROCK MUNIYIELD NY QLTY FD COM 3,698 5 .13 281,417
JUNO THERAPEUTICS INC COM 3,684 3,684 New 75,300
WESTERN GAS PARTNERS LP COM UNIT LP IN 3,677 3,677 New 62,344
MB FINANCIAL INC NEW COM 3,677 469 14.61 107,816
PINNACLE ENTMT INC COM 3,663 695 23.43 95,145
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 3,648 707 24.03 74,442
MICHAELS COS INC COM 3,630 701 23.93 143,245
BROOKDALE SR LIVING INC COM 3,606 235 6.98 108,854
ARTISAN PARTNERS ASSET MGMT IN CL A 3,604 3,133 665.56 75,477
VOYA EMERGING MKTS HIGH DIVID COM 3,602 240 7.14 403,809
PANERA BREAD CO CL A 3,600 2,867 390.93 17,639