GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,432

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.11%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 5.52%
Energy 8.72%
Financial 21.76%
Healthcare 8.45%
Services 16.9%
Technology 14.06%
Transportation 2.17%
Utilities 5.6%

1,923 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GLOBAL PMTS INC COM 79,141 13,966 21.43 1,077,633
PATTERSON UTI ENERGY INC COM 78,163 9,244 13.41 2,234,508
COGNIZANT TECHNOLOGY SOLUTIONS CL A 78,021 187 .24 1,548,952
SEAGATE TECHNOLOGY PLC SHS 77,371 9,041 13.23 1,323,039
LILLY ELI & CO COM 76,231 10,089 15.25 1,217,358
HOUGHTON MIFFLIN HARCOURT CO COM 75,990 11,125 17.15 4,087,661
TOLL BROTHERS INC COM 71,091 48,185 210.36 1,953,054
AMPHENOL CORP NEW CL A 70,792 44,916 173.59 727,712
VERISIGN INC COM 69,392 9,631 16.12 1,401,574
MARATHON PETE CORP COM 68,822 17,243 33.43 881,315
MARRIOTT INTL INC NEW CL A 68,656 38,599 128.42 1,049,463
FREEPORT-MCMORAN COPPER & GOLD COM 68,274 17,163 33.58 1,748,811
GENERAL ELECTRIC CO COM 67,624 9,091 15.53 2,569,318
PRICELINE GRP INC COM NEW 66,193 2,059 3.21 53,538
XYLEM INC COM 66,166 789 1.21 1,762,546
EBAY INC COM 65,921 18,075 37.78 1,294,345
VISA INC COM CL A 65,816 8,462 14.75 304,480
VERIZON COMMUNICATIONS INC COM 65,800 8,147 14.13 1,345,610
FEDEX CORP COM 63,873 111 .18 422,104
SALESFORCE COM INC COM 62,234 27,836 80.92 1,139,812