GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.12%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.65%
Consumer/Non-Cyclical 5.55%
Energy 8.59%
Financial 21.78%
Healthcare 8.47%
Services 16.88%
Technology 14.08%
Transportation 2.18%
Utilities 5.62%

1,923 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROLOGIS INC COM 22,011 740 3.48 533,073
IRON MTN INC COM 22,008 3,254 17.35 622,745
AVALONBAY CMNTYS INC COM 21,939 611 2.86 152,501
BEST BUY INC COM 21,841 6,262 40.20 730,702
AUTOLIV INC COM 21,806 18,105 489.20 204,907
TENET HEALTHCARE CORP COM NEW 21,790 3,041 16.22 482,504
RALPH LAUREN CORP CL A 21,624 3,555 19.67 135,891
BALL CORP COM 21,534 1,591 7.98 341,426
CARMAX INC COM 21,345 1,731 8.83 408,989
MOBILE TELESYSTEMS OJSC SPONSORED ADR 21,300 2,336 12.32 1,113,437
OSHKOSH CORP COM 21,191 13,765 185.35 387,402
HOST HOTELS & RESORTS INC COM 21,157 314 1.51 939,483
FASTENAL CO COM 21,029 262 1.26 455,675
URBAN OUTFITTERS INC COM 20,978 1,510 7.76 625,274
PENN WEST PETE LTD NEW COM 20,972 601 2.95 2,319,924
SM ENERGY CO COM 20,790 83 .40 264,909
MOHAWK INDS INC COM 20,786 168 .81 158,960
CONSOL ENERGY INC COM 20,750 2,883 16.13 479,317
EQUIFAX INC COM 20,719 2,318 12.60 282,551
WHOLE FOODS MKT INC COM 20,683 1,006 5.11 550,091