GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,333

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.09%
Capital Goods 5.23%
Conglomerates 0.3%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 5.43%
Energy 8.69%
Financial 21.78%
Healthcare 8.49%
Services 16.93%
Technology 14.17%
Transportation 2.19%
Utilities 5.61%

1,921 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 445,940 93,529 26.54 2,254,498
MICROSOFT CORP COM 224,184 10,494 4.91 5,098,566
GILEAD SCIENCES INC COM 182,629 34,654 23.42 1,996,821
REINSURANCE GROUP AMER INC COM NEW 160,659 10,291 6.84 1,947,381
INTEL CORP COM 156,542 2,730 1.78 4,573,234
BARRICK GOLD CORP COM 153,967 1,961 1.29 8,237,927
WHITING PETE CORP NEW COM 132,803 25,614 23.90 1,512,557
FACEBOOK INC CL A 128,032 21,218 19.86 1,708,920
CHEVRON CORP NEW COM 122,896 2,458 2.04 922,369
COVANTA HLDG CORP COM 119,480 2,883 2.47 5,839,708
ABBVIE INC COM 118,924 38,630 48.11 2,212,956
CVS CAREMARK CORPORATION COM 109,924 38,143 53.14 1,402,449
AMAZON COM INC COM 106,567 13,430 14.42 332,596
WELLS FARGO & CO NEW COM 101,595 4,499 4.63 1,968,898
BOEING CO COM 100,078 20,166 25.24 813,246
AMGEN INC COM 97,180 1,045 1.09 792,339
OASIS PETE INC NEW COM 97,115 45,180 86.99 1,736,055
HELMERICH & PAYNE INC COM 96,248 49,496 105.87 828,156
EOG RES INC COM 95,899 51,151 114.31 845,742
ISHARES TR RUSSELL 2000 ETF 95,635 25,002 35.40 846,100