GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2015

Position Statistics

Total Positions 3,147
New Positions 154
Increased Positions 1,493
Decreased Positions 1,603
Positions with Activity 3,096
Sold Out Positions 130
Total Mkt Value (in $ millions) 36,087

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 4.75%
Conglomerates 0.29%
Consumer Cyclical 3.83%
Consumer/Non-Cyclical 6.32%
Energy 5.6%
Financial 18.77%
Healthcare 11.87%
Services 17.74%
Technology 15.2%
Transportation 2.04%
Utilities 5.35%

1,603 DECREASED Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AEROPOSTALE COM -12 Sold Out 0
ALICO INC COM -175 Sold Out 0
ALLIANCE ONE INTL INC COM NEW -38 Sold Out 0
ALPHA NAT RES INC COM -2 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -791 Sold Out 0
AMERICAN RAILCAR INDS INC COM -2,202 Sold Out 0
AMPIO PHARMACEUTICALS INC COM -42 Sold Out 0
APOLLO ED GROUP INC CL A -10,775 Sold Out 0
APPLIED INDL TECHNOLOGIES INC COM -223 Sold Out 0
ARBUTUS BIOPHARMA CORP COM -243 Sold Out 0
AVIANCA HLDGS SA SPON ADR REP PFD -74 Sold Out 0
B2GOLD CORP COM -43 Sold Out 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 -321 Sold Out 0
BLACKROCK MUNIYIELD QUALITY FD COM -1,179 Sold Out 0
BLACKROCK NY MUNICIPAL BOND TR COM -220 Sold Out 0
BLACKSTONE GSO FLTING RTE FUND COM -1,452 Sold Out 0
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT -1,053 Sold Out 0
CALADRIUS BIOSCIENCES INC COM -20 Sold Out 0
CALIX INC COM -1,484 Sold Out 0
CAPSTONE TURBINE CORP COM -33 Sold Out 0