GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,971

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.02%
Capital Goods 4.98%
Conglomerates 0.3%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.1%
Energy 7.76%
Financial 19.1%
Healthcare 9.69%
Services 16.96%
Technology 14.69%
Transportation 2.05%
Utilities 5.51%

1,538 DECREASED Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
1ST SOURCE CORP COM 1,140 -741 (39.39) 36,801
21VIANET GROUP INC SPONSORED ADR 1,979 -273 (12.13) 95,304
3-D SYS CORP DEL COM NEW 765 -6,617 (89.64) 30,915
51JOB INC SP ADR REP COM 962 -66 (6.45) 26,372
8X8 INC NEW COM 120 -577 (82.8) 13,831
AAON INC COM PAR $0.004 -1,235 Sold Out 0
ABB LTD SPONSORED ADR 10,006 -510 (4.85) 467,551
ABBVIE INC COM 93,724 -9,744 (9.42) 1,449,043
ABIOMED INC COM 2,633 -592 (18.36) 40,424
ABM INDS INC COM 4,663 -292 (5.89) 144,287
ABRAXAS PETE CORP COM 81 -34 (29.2) 22,387
ACACIA RESH CORP ACACIA TCH COM 222 -4,975 (95.73) 20,796
ACCELERON PHARMA INC COM -1,024 Sold Out 0
ACE LIMITED SHS 49,755 -513 (1.02) 463,100
ACI WORLDWIDE INC COM 8,882 -3,316 (27.19) 385,853
ACORDA THERAPEUTICS INC COM 3,504 -924 (20.86) 113,612
ACTAVIS PLC SHS 110,824 -12,231 (9.94) 382,403
ACXIOM CORP COM -3,081 Sold Out 0
ADAM NAT RES FD INC COM 1,538 -38 (2.42) 61,706
ADTRAN INC COM -202 Sold Out 0