GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,203
New Positions 95
Increased Positions 1,421
Decreased Positions 1,772
Positions with Activity 3,193
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,553

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.35%
Capital Goods 4.97%
Conglomerates 0.37%
Consumer Cyclical 4.22%
Consumer/Non-Cyclical 6%
Energy 6.6%
Financial 20.36%
Healthcare 9.55%
Services 16.94%
Technology 13.74%
Transportation 2.41%
Utilities 6.45%

1,772 DECREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
1ST SOURCE CORP COM 1,934 -344 (15.1) 60,722
21VIANET GROUP INC SPONSORED ADR 1,883 -417 (18.12) 108,459
3-D SYS CORP DEL COM NEW 8,913 -101 (1.12) 298,495
8X8 INC NEW COM 656 -100 (13.19) 80,433
AAON INC COM PAR $0.004 1,146 -85 (6.91) 50,985
AAR CORP COM 1,588 -38 (2.32) 56,022
AARONS INC COM PAR $0.50 1,481 -1,735 (53.95) 45,752
ABBOTT LABS COM 33,311 -661 (1.95) 759,478
ABERCROMBIE & FITCH CO CL A 1,530 -414 (21.3) 56,975
ABIOMED INC COM 1,955 -210 (9.71) 49,517
ABM INDS INC COM 4,522 -498 (9.92) 153,324
ABRAXAS PETE CORP COM 92 -28 (23.36) 31,621
ACADIA PHARMACEUTICALS COM 6,127 -146 (2.33) 192,180
ACADIA RLTY TR COM SH BEN INT 418 -87 (17.27) 11,864
ACCELERON PHARMA INC COM 1,375 -99 (6.7) 35,038
ACCESS MIDSTREAM PARTNERS L P UNIT 4,225 -802 (15.96) 79,863
ACELRX PHARMACEUTICALS INC COM -84 Sold Out 0
ACI WORLDWIDE INC COM 9,989 -332 (3.22) 529,918
ACTAVIS PLC SHS 81,199 -32,540 (28.61) 290,912
ACTIVE POWER INC COM NEW -38 Sold Out 0