GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 5.14%
Conglomerates 0.31%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.13%
Energy 7.08%
Financial 19.09%
Healthcare 10%
Services 17.4%
Technology 14.57%
Transportation 2.09%
Utilities 5.5%

1,539 DECREASED Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
1ST SOURCE CORP COM 1,184 -770 (39.39) 36,801
21VIANET GROUP INC SPONSORED ADR 1,618 -223 (12.13) 95,304
3-D SYS CORP DEL COM NEW 845 -7,316 (89.64) 30,915
51JOB INC SP ADR REP COM 833 -57 (6.45) 26,372
8X8 INC NEW COM 116 -560 (82.8) 13,831
AAON INC COM PAR $0.004 -1,211 Sold Out 0
ABB LTD SPONSORED ADR 9,964 -508 (4.85) 467,551
ABBVIE INC COM 83,537 -8,685 (9.42) 1,449,043
ABIOMED INC COM 2,842 -639 (18.36) 40,424
ABM INDS INC COM 4,617 -289 (5.89) 144,287
ABRAXAS PETE CORP COM 73 -30 (29.2) 22,387
ACACIA RESH CORP ACACIA TCH COM 221 -4,951 (95.73) 20,796
ACCELERON PHARMA INC COM -1,316 Sold Out 0
ACE LIMITED SHS 51,358 -530 (1.02) 463,100
ACI WORLDWIDE INC COM 8,300 -3,099 (27.19) 385,853
ACORDA THERAPEUTICS INC COM 3,886 -1,024 (20.86) 113,612
ACTAVIS PLC SHS 116,082 -12,811 (9.94) 382,403
ACXIOM CORP COM -3,296 Sold Out 0
ADTRAN INC COM -224 Sold Out 0
ADVANCED ENERGY INDS COM 16,619 -3,120 (15.81) 648,927