GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.74%
Energy 8.78%
Financial 21.29%
Healthcare 8.52%
Services 15.87%
Technology 13.85%
Transportation 2.13%
Utilities 5.84%

1,786 DECREASED Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 8,903 -1,251 (12.32) 84,545
ISHARES TR 1-3 YR TR BD ETF 17,322 -3,942 (18.54) 205,139
BANK AMER CORP 7.25%CNV PFD L -7,812 Sold Out 0
ACACIA RESH CORP ACACIA TCH COM 4,687 -1,426 (23.32) 275,378
AVIVA PLC ADR 2,528 -701 (21.71) 144,816
BARCLAYS PLC ADR 498 -239 (32.44) 32,385
BT GROUP PLC ADR 3,848 -540 (12.3) 59,184
CARNIVAL PLC ADR -421 Sold Out 0
CRH PLC ADR 804 -31 (3.68) 34,104
DR REDDYS LABS LTD ADR 909 -102 (10.06) 17,631
E HOUSE CHINA HLDGS LTD ADR 1,568 -17 (1.08) 165,922
ICICI BK LTD ADR 4,521 -282 (5.86) 84,777
PARTNER COMMUNICATIONS CO LTD ADR 391 -390 (49.93) 52,896
PRUDENTIAL PLC ADR 1,543 -164 (9.59) 33,262
RANDGOLD RES LTD ADR 3,256 -200 (5.78) 46,211
SOUFUN HLDGS LTD ADR 3,108 -637 (17.02) 327,458
WPP PLC NEW ADR 300 -164 (35.27) 2,856
BARCLAYS BK PLC ADR 2 PREF 2 746 -41 (5.25) 29,501
HSBC HLDGS PLC ADR A 1/40PF A 220 -93 (29.74) 8,685
BARCLAYS BANK PLC ADR PFD SR 5 814 -8,536 (91.29) 31,555