GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,313
New Positions 132
Increased Positions 1,502
Decreased Positions 1,786
Positions with Activity 3,288
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,985

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.88%
Capital Goods 5.11%
Conglomerates 0.3%
Consumer Cyclical 4.18%
Consumer/Non-Cyclical 5.69%
Energy 9.11%
Financial 21.09%
Healthcare 8.28%
Services 15.99%
Technology 13.82%
Transportation 2.08%
Utilities 5.83%

1,786 DECREASED Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 8,912 -1,252 (12.32) 84,545
ISHARES TR 1-3 YR TR BD ETF 17,338 -3,946 (18.54) 205,139
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -7,810 Sold Out 0
ACACIA RESH CORP ACACIA TCH COM 4,753 -1,446 (23.32) 275,378
AVIVA PLC ADR 2,500 -693 (21.71) 144,816
BARCLAYS PLC ADR 482 -232 (32.44) 32,385
BT GROUP PLC ADR 3,733 -524 (12.3) 59,184
CARNIVAL PLC ADR -397 Sold Out 0
CRH PLC ADR 784 -30 (3.68) 34,104
DR REDDYS LABS LTD ADR 826 -92 (10.06) 17,631
E HOUSE CHINA HLDGS LTD ADR 2,024 -22 (1.08) 165,922
ICICI BK LTD ADR 4,503 -280 (5.86) 84,777
PARTNER COMMUNICATIONS CO LTD ADR 372 -371 (49.93) 52,896
PRUDENTIAL PLC ADR 1,595 -169 (9.59) 33,262
RANDGOLD RES LTD ADR 3,747 -230 (5.78) 46,211
SOUFUN HLDGS LTD ADR 3,910 -802 (17.02) 327,458
WPP PLC NEW ADR 291 -158 (35.27) 2,856
BARCLAYS BK PLC ADR 2 PREF 2 753 -42 (5.25) 29,501
HSBC HLDGS PLC ADR A 1/40PF A 221 -94 (29.74) 8,685
BARCLAYS BANK PLC ADR PFD SR 5 826 -8,655 (91.29) 31,555