GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,104
New Positions 146
Increased Positions 1,778
Decreased Positions 1,321
Positions with Activity 3,099
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,914

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 4.75%
Conglomerates 0.31%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.51%
Energy 6.5%
Financial 18.61%
Healthcare 10.89%
Services 17.8%
Technology 15.35%
Transportation 1.98%
Utilities 5.55%

1,321 DECREASED Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10+ YR CR BD ETF 335 -68 (16.82) 5,688
ISHARES 1-3 YR CR BD ETF 4,806 -293 (5.74) 45,557
ISHARES TR 1-3 YR TR BD ETF 12,528 -194 (1.53) 147,750
BANK AMER CORP 7.25%CNV PFD L 7,185 -254 (3.41) 6,280
BARCLAYS PLC ADR 719 (0.07) 42,940
BT GROUP PLC ADR 3,017 -6,250 (67.45) 42,998
CHEETAH MOBILE INC ADR 32,465 -1,553 (4.56) 970,277
DR REDDYS LABS LTD ADR 655 -2,339 (78.12) 11,420
NOVO-NORDISK A S ADR 8,094 -695 (7.91) 140,671
PARTNER COMMUNICATIONS CO LTD ADR 45 -11 (19.99) 20,132
PRUDENTIAL PLC ADR -1,354 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR 22,506 -474 (2.06) 368,655
ERICSSON ADR B SEK 10 2,526 -238 (8.6) 225,698
HDFC BANK LTD ADR REPS 3 SHS 4,331 -30 (0.68) 72,702
NQ MOBILE INC ADR REPSTG CL A 363 -8 (2.09) 99,363
VALE S A ADR REPSTG PFD 1,593 -48 (2.92) 286,973
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 310 -42 (11.92) 58,026
TAL ED GROUP ADS REPSTG COM 1,773 -54 (2.94) 48,936
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 14,294 -1,233 (7.94) 970,419
ALPS ETF TR ALERIAN MLP 41,031 -488 (1.18) 2,429,320