GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,100
New Positions 145
Increased Positions 1,774
Decreased Positions 1,321
Positions with Activity 3,095
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.73%
Conglomerates 0.31%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 6.51%
Energy 6.07%
Financial 19.03%
Healthcare 11.2%
Services 17.92%
Technology 15.18%
Transportation 1.93%
Utilities 5.3%

1,321 DECREASED Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10+ YR CR BD ETF 322 -65 (16.82) 5,688
ISHARES 1-3 YR CR BD ETF 4,791 -292 (5.74) 45,557
ISHARES TR 1-3 YR TR BD ETF 12,522 -194 (1.53) 147,750
BANK AMER CORP 7.25%CNV PFD L 6,987 -247 (3.41) 6,280
BARCLAYS PLC ADR 715 (0.07) 42,940
BT GROUP PLC ADR 3,061 -6,342 (67.45) 42,998
CHEETAH MOBILE INC ADR 26,440 -1,264 (4.56) 970,277
DR REDDYS LABS LTD ADR 635 -2,266 (78.12) 11,420
NOVO-NORDISK A S ADR 7,799 -670 (7.91) 140,671
PARTNER COMMUNICATIONS CO LTD ADR 53 -13 (19.99) 20,132
PRUDENTIAL PLC ADR -1,296 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR 22,470 -473 (2.06) 368,655
ERICSSON ADR B SEK 10 2,368 -223 (8.6) 225,698
HDFC BANK LTD ADR REPS 3 SHS 4,494 -31 (0.68) 72,702
NQ MOBILE INC ADR REPSTG CL A 513 -11 (2.09) 99,363
VALE S A ADR REPSTG PFD 1,409 -42 (2.92) 286,973
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 310 -42 (11.92) 58,026
TAL ED GROUP ADS REPSTG COM 1,759 -53 (2.94) 48,936
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 14,110 -1,217 (7.94) 970,419
ALPS ETF TR ALERIAN MLP 37,460 -445 (1.18) 2,429,320