GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,101
New Positions 145
Increased Positions 1,775
Decreased Positions 1,321
Positions with Activity 3,096
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,363

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.28%
Capital Goods 4.72%
Conglomerates 0.31%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 6.14%
Energy 6.02%
Financial 19.01%
Healthcare 11.27%
Services 17.96%
Technology 15.09%
Transportation 1.93%
Utilities 5.35%

1,321 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADAM NAT RES FD INC COM -1,352 Sold Out 0
ADAMS DIVERSIFIED EQUITY FD COM -709 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,423 Sold Out 0
ALLIED NEVADA GOLD CORP COM -68 Sold Out 0
AMICUS THERAPEUTICS INC COM -141 Sold Out 0
AMIRA NATURE FOODS LTD SHS -120 Sold Out 0
ANGIODYNAMICS INC COM -627 Sold Out 0
ARROWHEAD RESH CORP COM NEW -2,096 Sold Out 0
BANCFIRST CORP COM -1,498 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -4,012 Sold Out 0
CALLIDUS SOFTWARE INC COM -153 Sold Out 0
CATALENT INC COM -684 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -199 Sold Out 0
COCA COLA BOTTLING CO CONS COM -357 Sold Out 0
COMPASS DIVERSIFIED HOLDINGS SH BEN INT -1,544 Sold Out 0
CONTROL4 CORP COM -960 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 Sold Out 0
CULP INC COM -1,438 Sold Out 0
DIAMOND FOODS INC COM -318 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -23,317 Sold Out 0