GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,311
New Positions 132
Increased Positions 1,499
Decreased Positions 1,787
Positions with Activity 3,286
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.08%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.65%
Energy 9.29%
Financial 21.1%
Healthcare 8.36%
Services 15.87%
Technology 13.75%
Transportation 2.05%
Utilities 5.89%

1,787 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR RUSSELL 2000 ETF 344 -98,277 (99.65) 2,953
SPDR S&P 500 ETF TR TR UNIT 365,639 -86,861 (19.2) 1,821,728
REINSURANCE GROUP AMER INC COM NEW 105,039 -56,555 (35) 1,265,832
AMC NETWORKS INC CL A 2,753 -50,810 (94.86) 43,994
BOEING CO COM 52,341 -50,779 (49.24) 412,783
ABBVIE INC COM 75,730 -46,602 (38.1) 1,369,939
FLEETCOR TECHNOLOGIES INC COM 3,529 -45,614 (92.82) 24,559
MARATHON PETE CORP COM 34,677 -45,531 (56.77) 381,029
MICROSOFT CORP COM 186,590 -45,038 (19.44) 4,107,196
MARRIOTT INTL INC NEW CL A 36,335 -36,498 (50.11) 523,559
STARZ COM SER A 3,042 -34,248 (91.84) 97,232
FORTUNE BRANDS HOME & SEC INC COM 11,610 -33,905 (74.49) 268,697
EXELIS INC COM 4,054 -32,347 (88.86) 235,806
XYLEM INC COM 33,402 -32,270 (49.14) 896,462
VERISIGN INC COM 49,716 -30,279 (37.85) 871,069
MDU RES GROUP INC COM 11,576 -30,209 (72.3) 369,707
PEPCO HOLDINGS INC COM 49,748 -29,492 (37.22) 1,805,074
TRACTOR SUPPLY CO COM 38,106 -25,560 (40.15) 569,164
GUGGENHEIM BLD AMR BDS MANG DR COM -25,466 Sold Out 0
VANTIV INC CL A 570 -25,182 (97.79) 18,238