GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,203
New Positions 95
Increased Positions 1,421
Decreased Positions 1,772
Positions with Activity 3,193
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,553

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.35%
Capital Goods 4.97%
Conglomerates 0.37%
Consumer Cyclical 4.22%
Consumer/Non-Cyclical 6%
Energy 6.6%
Financial 20.36%
Healthcare 9.55%
Services 16.94%
Technology 13.74%
Transportation 2.41%
Utilities 6.45%

1,772 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WAVE SYSTEMS CORP CL A PAR $0.01 -8 Sold Out 0
WESCO AIRCRAFT HLDGS INC COM -2,407 Sold Out 0
WESTELL TECHNOLOGIES INC CL A -27 Sold Out 0
WESTMORELAND COAL CO COM -247 Sold Out 0
WIDEPOINT CORP COM -38 Sold Out 0
WINTHROP RLTY TR SH BEN INT NEW -179 Sold Out 0
WOODWARD INC COM -245 Sold Out 0
WORLD WRESTLING ENTMT INC CL A -121 Sold Out 0
YANZHOU COAL MNG CO LTD SPON ADR H SHS -288 Sold Out 0
YRC WORLDWIDE INC COM PAR $.01 -2,814 Sold Out 0
ZAZA ENERGY CORP COM NEW -9 Sold Out 0
ZION OIL & GAS INC COM -21 Sold Out 0