GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,333

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.09%
Capital Goods 5.23%
Conglomerates 0.3%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 5.43%
Energy 8.69%
Financial 21.78%
Healthcare 8.49%
Services 16.93%
Technology 14.17%
Transportation 2.19%
Utilities 5.61%

1,383 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VISTAPRINT N V SHS -518 Sold Out 0
VIVUS INC COM -356 Sold Out 0
WISDOMTREE TR INDIA ERNGS FD -987 Sold Out 0