GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,227
New Positions 291
Increased Positions 1,956
Decreased Positions 1,248
Positions with Activity 3,204
Sold Out Positions 142
Total Mkt Value (in $ millions) 32,907

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.49%
Capital Goods 5.07%
Conglomerates 0.36%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 5.95%
Energy 8.42%
Financial 22.16%
Healthcare 7.88%
Services 16.99%
Technology 14.16%
Transportation 2.24%
Utilities 5.41%

1,248 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KAYNE ANDERSON MDSTM ENERGY FD COM 27,312 -187 (0.68) 783,022
KLA-TENCOR CORP COM 27,166 -10,896 (28.63) 410,923
TESORO CORP COM 27,073 -7,671 (22.08) 511,974
SLM CORP COM 27,070 -9,012 (24.98) 1,043,957
MYLAN INC COM 26,958 -23,904 (47) 574,563
ASSURANT INC COM 26,918 -62 (0.23) 408,165
TORTOISE PIPELINE & ENERGY FD COM 26,708 -103 (0.38) 882,632
AKAMAI TECHNOLOGIES INC COM 26,573 -7,138 (21.17) 489,366
BLOCK H & R INC COM 26,506 -1,264 (4.55) 939,914
METLIFE INC COM 26,357 -464 (1.73) 514,789
REYNOLDS AMERICAN INC COM 26,082 -2,179 (7.71) 475,085
GT ADVANCED TECHNOLOGIES INC COM 25,825 -779 (2.93) 1,597,103
INTUITIVE SURGICAL INC COM NEW 25,524 -2,035 (7.38) 61,952
PEOPLES UNITED FINANCIAL INC COM 25,481 -6,086 (19.28) 1,752,475
SHERWIN WILLIAMS CO COM 25,186 -6,107 (19.52) 127,466
ISHARES 1-3 YR TR BD ETF 25,132 -5,843 (18.86) 297,490
AMPHENOL CORP NEW CL A 25,035 -1,596 (5.99) 265,990
GANNETT INC COM 24,702 -956 (3.73) 919,328
AUTOZONE INC COM 24,663 -1,050 (4.08) 47,782
PETSMART INC COM 24,583 -12,834 (34.3) 368,009