GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,200
New Positions 95
Increased Positions 1,418
Decreased Positions 1,772
Positions with Activity 3,190
Sold Out Positions 286
Total Mkt Value (in $ millions) 38,689

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.45%
Capital Goods 4.99%
Conglomerates 0.37%
Consumer Cyclical 4.28%
Consumer/Non-Cyclical 5.97%
Energy 6.74%
Financial 20.38%
Healthcare 9.57%
Services 16.77%
Technology 13.57%
Transportation 2.39%
Utilities 6.46%

1,772 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
XCEL ENERGY INC COM 48,871 -9,223 (15.88) 1,302,182
DISNEY WALT CO COM DISNEY 48,784 -1,808 (3.57) 536,324
GLOBAL PMTS INC COM 48,746 -26,262 (35.01) 558,309
WISCONSIN ENERGY CORP COM 48,483 -453 (0.93) 869,336
PPG INDS INC COM 48,452 -1,311 (2.63) 217,392
CERNER CORP COM 48,448 -55 (0.11) 730,184
MEDNAX INC COM 48,293 -221 (0.46) 711,348
HOME DEPOT INC COM 47,786 -2,388 (4.76) 457,636
PEPCO HOLDINGS INC COM 47,662 -1,887 (3.81) 1,736,318
FRONTIER COMMUNICATIONS CORP COM 47,467 -4,218 (8.16) 7,068,761
CMS ENERGY CORP COM 47,398 -11,866 (20.02) 1,256,231
NAVIGANT CONSULTING INC COM 47,098 -573 (1.2) 3,263,919
HOLOGIC INC COM 47,058 -23,862 (33.65) 1,549,751
TIME WARNER INC COM NEW 46,478 -3,493 (6.99) 596,406
HCP INC COM 46,324 -16 (0.04) 979,580
SVB FINL GROUP COM 46,318 -21 (0.04) 410,257
LORILLARD INC COM 45,650 -3,182 (6.52) 695,775
BRISTOL MYERS SQUIBB CO COM 45,144 -1,351 (2.91) 749,032
ALEXANDRIA REAL ESTATE EQ INC COM 44,969 -8,333 (15.63) 461,129
DARDEN RESTAURANTS INC COM 44,472 -2,445 (5.21) 724,529