GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,202
New Positions 95
Increased Positions 1,420
Decreased Positions 1,772
Positions with Activity 3,192
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,220

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.36%
Capital Goods 4.99%
Conglomerates 0.37%
Consumer Cyclical 4.31%
Consumer/Non-Cyclical 6.01%
Energy 6.53%
Financial 20.3%
Healthcare 9.57%
Services 16.98%
Technology 13.63%
Transportation 2.41%
Utilities 6.5%

1,772 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LAKELAND FINL CORP COM 1,682 -492 (22.62) 42,936
EATON VANCE NJ MUNI INCOME TR SH BEN INT 1,671 -59 (3.4) 131,866
INVESCO BD FD COM 1,670 -319 (16.03) 88,373
UNITED CMNTY BKS BLAIRSVLE GA COM 1,664 -2,326 (58.29) 92,512
EVERBANK FINL CORP COM 1,661 -252 (13.16) 94,217
UMB FINL CORP COM 1,660 -127 (7.08) 34,165
INFINITY PPTY & CAS CORP COM 1,660 -39 (2.28) 22,787
HOMEAWAY INC COM 1,659 -496 (23) 64,055
ALLIANCE RES PARTNER L P UT LTD PART 1,652 -128 (7.19) 42,096
KAISER ALUMINUM CORP COM PAR $0.01 1,644 -106 (6.07) 23,583
IHS INC CL A 1,637 -501 (23.44) 14,191
NGL ENERGY PARTNERS LP COM UNIT REPST 1,634 -114 (6.51) 58,972
AMERICAN RESIDENTIAL PPTYS INC COM 1,622 -337 (17.22) 91,787
RETAIL PPTYS AMER INC CL A 1,616 -1,105 (40.61) 89,538
PRUDENTIAL PLC ADR 1,611 -41 (2.51) 32,427
CALIX INC COM 1,607 -1,019 (38.79) 164,192
SAFEGUARD SCIENTIFICS INC COM NEW 1,604 -332 (17.16) 85,639
AAR CORP COM 1,595 -38 (2.32) 56,022
DYCOM INDS INC COM 1,595 -162 (9.24) 49,516
FERRO CORP COM 1,589 -159 (9.07) 140,018