GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,362

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.26%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.45%
Energy 8.73%
Financial 21.79%
Healthcare 8.49%
Services 16.89%
Technology 14.16%
Transportation 2.21%
Utilities 5.55%

1,383 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPECTRA ENERGY PARTNERS LP COM 1,424 -155 (9.82) 26,955
GILDAN ACTIVEWEAR INC COM 1,409 -816 (36.69) 22,953
VALLEY NATL BANCORP COM 1,405 -527 (27.26) 144,577
PIMCO ETF TR AUSTRALIA BD 1,404 -82 (5.49) 14,230
RESTORATION HARDWARE HLDGS INC COM 1,397 -198 (12.44) 16,571
NUVEEN QUALITY PFD INCOME FD COM 1,396 -467 (25.06) 165,216
PDC ENERGY INC COM 1,395 -310 (18.16) 27,019
CARLISLE COS INC COM 1,393 -2,243 (61.7) 16,608
SJW CORP COM 1,388 -29 (2.07) 51,998
CROCS INC COM 1,387 -33 (2.36) 85,326
TENNECO INC COM 1,376 -345 (20.07) 20,222
PIEDMONT OFFICE REALTY TR INC COM CL A 1,347 -1,160 (46.27) 68,454
MEASUREMENT SPECIALTIES INC COM 1,345 -540 (28.64) 15,644
CYTEC INDS INC COM 1,341 -453 (25.27) 12,775
CANTEL MEDICAL CORP COM 1,326 -415 (23.86) 38,528
GPO AEROPORTUARIO DEL PAC SAB SPON ADR B 1,323 -178 (11.89) 18,904
STANDARD PAC CORP NEW COM 1,317 -37 (2.76) 166,462
COMMONWEALTH REIT CV PFD-E 7.25% 1,313 -46 (3.37) 49,862
AURICO GOLD INC COM 1,313 -45 (3.34) 308,948
SANOFI SPONSORED ADR 1,312 -1,000 (43.26) 25,744