GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,362

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.26%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.45%
Energy 8.73%
Financial 21.79%
Healthcare 8.49%
Services 16.89%
Technology 14.16%
Transportation 2.21%
Utilities 5.55%

1,383 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TJX COS INC NEW COM 51,983 -9,051 (14.83) 989,216
SAFEWAY INC COM NEW 51,929 -1,700 (3.17) 1,489,204
EXELON CORP COM 51,869 -2,825 (5.17) 1,649,242
DEVRY ED GROUP INC COM 50,693 -1,045 (2.02) 1,257,579
BANK OF AMERICA CORPORATION COM 50,678 -1,246 (2.4) 3,250,658
PPL CORP COM 49,587 -5,830 (10.52) 1,483,306
CA INC COM 48,683 -17,530 (26.48) 1,648,593
ENDURANCE SPECIALTY HLDGS LTD SHS 48,240 -4,822 (9.09) 893,334
LORILLARD INC COM 46,880 -7,152 (13.24) 771,944
POWERSHARES QQQ TRUST UNIT SER 1 46,865 -23,711 (33.6) 484,445
COSTCO WHSL CORP NEW COM 46,372 -794 (1.68) 394,490
BAIDU INC SPON ADR REP A 46,205 -1,737 (3.62) 203,996
RF MICRODEVICES INC COM 45,593 -31,328 (40.73) 4,186,641
EDWARDS LIFESCIENCES CORP COM 45,549 -1,383 (2.95) 535,870
AMERICAN EXPRESS CO COM 45,030 -1,073 (2.33) 489,825
NABORS INDUSTRIES LTD SHS 45,016 -2,889 (6.03) 1,525,962
NIKE INC CL B 44,910 -22,442 (33.32) 577,846
DR PEPPER SNAPPLE GROUP INC COM 44,404 -1,072 (2.36) 721,320
WYNN RESORTS LTD COM 44,062 -765 (1.71) 215,493
GREAT PLAINS ENERGY INC COM 43,853 -1,707 (3.75) 1,723,122