GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 35,486

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.04%
Capital Goods 5.19%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.39%
Energy 8.62%
Financial 21.78%
Healthcare 8.64%
Services 17.11%
Technology 14.16%
Transportation 2.2%
Utilities 5.51%

1,383 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SKYWORKS SOLUTIONS INC COM 5,432 -1,828 (25.19) 107,004
SCHEIN HENRY INC COM 5,419 -1,684 (23.71) 46,617
BCE INC COM NEW 5,374 -1,436 (21.08) 118,680
ISHARES TR CORE S&P MCP ETF 5,357 -515 (8.77) 39,168
HANCOCK JOHN PFD INCOME FD II COM 5,302 -132 (2.42) 263,148
FERRELLGAS PARTNERS L.P. UNIT LTD PART 5,270 -584 (9.98) 207,461
SILVER WHEATON CORP COM 5,247 -126 (2.35) 200,955
VIRTUS GLOBAL MULTI-SEC INC FD COM 5,239 -1,199 (18.62) 302,490
BLACKROCK MUNIYIELD FD INC COM 5,221 -375 (6.71) 373,438
YAMANA GOLD INC COM 5,184 -679 (11.58) 608,444
HDFC BANK LTD ADR REPS 3 SHS 5,174 -136 (2.57) 109,148
PRIVATEBANCORP INC COM 5,168 -367 (6.63) 179,435
RITE AID CORP COM 5,168 -2,311 (30.9) 772,445
UNIVERSAL CORP VA COM 5,166 -31 (0.59) 99,487
CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 5,147 -544 (9.56) 364,029
AECOM TECHNOLOGY CORP DELAWARE COM 5,116 -88 (1.7) 150,694
SIRIUS XM HLDGS INC COM 5,067 -931 (15.53) 1,499,122
PDL BIOPHARMA INC COM 5,043 -3,084 (37.94) 537,675
DWS MUN INCOME TR COM 4,985 -737 (12.88) 377,100
ADVANCE AUTO PARTS INC COM 4,967 -828 (14.29) 41,010