GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,250

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.54%
Energy 8.67%
Financial 21.76%
Healthcare 8.46%
Services 16.89%
Technology 14.06%
Transportation 2.18%
Utilities 5.65%

1,385 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MBS ETF 5,518 -3,052 (35.61) 51,170
INVESCO CALIF VALUE MUN INC TR COM 5,476 -1,989 (26.65) 448,884
ADVANCE AUTO PARTS INC COM 5,461 -911 (14.29) 41,010
FERRELLGAS PARTNERS L.P. UNIT LTD PART 5,446 -604 (9.98) 207,461
UNIVERSAL CORP VA COM 5,445 -32 (0.59) 99,487
GIANT INTERACTIVE GROUP INC ADR 5,431 -523 (8.78) 457,567
AGCO CORP COM 5,430 -1,126 (17.18) 101,903
BCE INC COM NEW 5,396 -1,442 (21.08) 118,680
HANCOCK JOHN PFD INCOME FD II COM 5,358 -133 (2.42) 263,148
CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 5,348 -565 (9.56) 364,029
HERBALIFE LTD COM USD SHS 5,335 -382 (6.68) 82,086
SILVER WHEATON CORP COM 5,331 -128 (2.35) 200,955
VIRTUS GLOBAL MULTI-SEC INC FD COM 5,315 -1,216 (18.62) 302,490
BLACKROCK MUNIYIELD FD INC COM 5,292 -380 (6.71) 373,438
PRIVATEBANCORP INC COM 5,187 -368 (6.63) 179,435
PDL BIOPHARMA INC COM 5,151 -3,149 (37.94) 537,675
HDFC BANK LTD ADR REPS 3 SHS 5,130 -135 (2.57) 109,148
SK TELECOM LTD SPONSORED ADR 5,088 -2,227 (30.45) 196,905
SIRIUS XM HLDGS INC COM 5,067 -931 (15.53) 1,499,122
SKYWORKS SOLUTIONS INC COM 5,013 -1,688 (25.19) 107,004


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