GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,159
New Positions 255
Increased Positions 1,594
Decreased Positions 1,542
Positions with Activity 3,136
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.06%
Capital Goods 5.09%
Conglomerates 0.29%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 6.1%
Energy 7.28%
Financial 18.99%
Healthcare 9.81%
Services 17.27%
Technology 14.68%
Transportation 2.11%
Utilities 5.53%

1,542 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CATAMARAN CORP COM 8,959 -894 (9.08) 179,362
ALTISOURCE RESIDENTIAL CORP CL B 8,877 -3,466 (28.08) 429,876
CHIMERA INVT CORP COM 8,840 -1,743 (16.47) 2,753,921
BABSON CAP GLB SHT DURHGH YLD COM 8,822 -353 (3.85) 412,053
INVESCO QUALITY MUNI INC TRST COM 8,798 -231 (2.56) 699,362
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 8,675 -3,523 (28.88) 331,374
ALIGN TECHNOLOGY INC COM 8,592 -4,953 (36.57) 149,809
HCA HOLDINGS INC COM 8,588 -12,649 (59.56) 120,046
NEW YORK CMNTY BANCORP INC COM 8,541 -2,715 (24.12) 514,199
APOLLO SR FLOATING RATE FD INC COM 8,436 -1,104 (11.57) 492,201
SBA COMMUNICATIONS CORP COM 8,350 -9,343 (52.81) 66,959
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 8,342 -412 (4.71) 982,562
ROYAL BK CDA MONTREAL QUE COM 8,219 -1,569 (16.03) 131,258
STONE HBR EMERG MRKTS INC FD COM 8,201 -2,162 (20.86) 522,717
EATON VANCE SR FLTNG RTE TR COM 8,159 -1,702 (17.26) 571,757
SMITH & NEPHEW PLC SPDN ADR NEW 8,147 -2,329 (22.23) 221,097
NUVEEN S&P 500 DYN OVERWRITE COM 8,108 -17 (0.21) 561,097
BLACKROCK CR ALLCTN INC TR COM 8,069 -1,637 (16.86) 603,082
COGNEX CORP COM 8,055 -1,731 (17.69) 180,241
HANCOCK JOHN PFD INCOME FD SH BEN INT 7,987 -1,625 (16.91) 380,673