GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,217
New Positions 95
Increased Positions 1,429
Decreased Positions 1,778
Positions with Activity 3,207
Sold Out Positions 285
Total Mkt Value (in $ millions) 40,218

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.44%
Capital Goods 5.21%
Conglomerates 0.37%
Consumer Cyclical 4.23%
Consumer/Non-Cyclical 5.79%
Energy 7.76%
Financial 20.58%
Healthcare 9.12%
Services 16.45%
Technology 13.88%
Transportation 2.37%
Utilities 6.04%

1,778 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CLECO CORP NEW COM 7,261 -5,910 (44.87) 134,511
ALLIANT ENERGY CORP COM 7,238 -9,794 (57.5) 116,361
EATON VANCE LTD DUR INCOME FD COM 7,099 -1,284 (15.31) 495,748
DOMINOS PIZZA INC COM 7,065 -377 (5.07) 75,779
COPART INC COM 7,005 -1,055 (13.09) 192,119
FEI CO COM 6,955 -902 (11.48) 81,178
ADVENT CLAYMORE CV SECS & INC COM 6,952 -118 (1.66) 404,678
EATON VANCE SR INCOME TR SH BEN INT 6,938 -954 (12.09) 1,090,806
CAPSTEAD MTG CORP COM NO PAR 6,812 -5,685 (45.49) 524,389
BLACKROCK LTD DURATION INC TR COM SHS 6,716 -266 (3.81) 419,723
ACTIVISION BLIZZARD INC COM 6,654 -943 (12.42) 304,940
SILVER BAY RLTY TR CORP COM 6,616 -853 (11.42) 396,880
GOLDCORP INC NEW COM 6,498 -458 (6.58) 310,762
FTD COS INC COM 6,473 -859 (11.71) 185,417
PIONEER DIV HIGH INCOME TRUST COM 6,429 -216 (3.25) 349,000
CDK GLOBAL INC COM 6,391 -26 (0.41) 168,305
ADVENT SOFTWARE INC COM 6,331 -207 (3.16) 199,911
PNM RES INC COM 6,321 -1,439 (18.54) 218,871
NUVEEN CAL AMT-FREE MUN INC FD COM 6,316 -17 (0.27) 445,744
PALO ALTO NETWORKS INC COM 6,301 -871 (12.14) 52,250


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