GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,309
New Positions 131
Increased Positions 1,497
Decreased Positions 1,787
Positions with Activity 3,284
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,081

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.68%
Capital Goods 5.1%
Conglomerates 0.3%
Consumer Cyclical 4.1%
Consumer/Non-Cyclical 5.8%
Energy 8.75%
Financial 21.28%
Healthcare 8.66%
Services 15.84%
Technology 13.86%
Transportation 2.12%
Utilities 5.86%

1,787 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VOYA RISK MANAGED NAT RES FD COM 5,488 -2,785 (33.66) 520,180
SOVRAN SELF STORAGE INC COM 5,465 -1,166 (17.58) 72,738
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 5,437 -4,991 (47.86) 108,400
TECHNE CORP COM 5,427 -1,836 (25.28) 57,872
SCHWEITZER-MAUDUIT INTL INC COM 5,390 -6,100 (53.09) 129,631
VECTREN CORP COM 5,384 -4,576 (45.95) 134,263
ISHARES TR FLTG RATE BD ETF 5,351 -500 (8.55) 105,251
EATON VANCE TAX MNGD GBL DV EQ COM 5,340 -267 (4.75) 526,106
CRACKER BARREL OLD CTRY STORE COM 5,333 -185 (3.35) 50,807
ALEXANDER & BALDWIN INC NEW COM 5,313 -431 (7.5) 143,604
CARBO CERAMICS INC COM 5,274 -342 (6.09) 83,787
DIGITAL RLTY TR INC COM 5,273 -3 (0.05) 84,280
ORANGE SPONSORED ADR 5,193 -4,619 (47.08) 351,815
CPFL ENERGIA S A SPONSORED ADR 5,177 -701 (11.92) 332,495
WATTS WATER TECHNOLOGIES INC CL A 5,170 -231 (4.28) 86,822
INVESCO CALIF VALUE MUN INC TR COM 5,152 -320 (5.85) 422,636
SIRIUS XM HLDGS INC COM 5,142 -105 (2) 1,469,188
LMP CAP & INCOME FD INC COM 5,095 -976 (16.07) 300,210
TEXAS ROADHOUSE INC COM 5,077 -629 (11.02) 182,263
WELLS FARGO ADVANTAGE MULTI COM SHS 5,070 -1,165 (18.69) 362,394