GUERRILLA CAPITAL MANAGEMENT, L.L.C. Information

237 PARK AVENUE 9TH FLOOR, NEW YORK, New York, 10017, (212) 692-7692

Report Date: 09/30/2012

Position Statistics:

Total Positions 41
New Positions 6
Increased Positions 12
Decreased Positions 19
Positions with Activity 31
Sold Out Positions 3
Total Mkt Value
(in $ millions)
21

Sector Weighting

Basic Materials 33.97%
Capital Goods 0.37%
Conglomerates
Consumer Cyclical 3.83%
Consumer/Non-Cyclical 23.48%
Energy 1.5%
Financial
Healthcare 4.51%
Services 29.65%
Technology 2.7%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

41 Positions as of 09/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
LITHIA MTRS INC CL A 370 -933 (71.61) 7,138
SONIC AUTOMOTIVE INC CL A 766 -599 (43.9) 33,225
ASBURY AUTOMOTIVE GROUP INC COM 410 -392 (48.9) 9,991
ZHONGPIN INC COM 2,858 -245 (7.9) 220,530
PENSKE AUTOMOTIVE GRP INC COM 374 -193 (34.06) 11,615
IMAX CORP COM 880 -168 (16.04) 31,412
YONGYE INTL INC COM 4,796 -155 (3.13) 901,549
TIANYIN PHARMACEUTICAL CO INC COM 28 -101 (78.2) 46,154
EVER GLORY INTL GRP INC COM NEW -94 Sold Out 0
CHINA GREEN AGRICULTURE INC COM 68 -70 (50.6) 23,180
LENTUO INTL INC SPONSORED ADS -65 Sold Out 0
CHINACAST ED CORP COM -30 Sold Out 0
CHINANET ONLINE HLDGS INC COM 7 -17 (71.42) 12,404
CHINA SHENGDA PACKAGING GROUP COM 91 -12 (11.62) 75,311
LIHUA INTL INC COM 126 -6 (4.39) 21,807
AMERICAN LORAIN CORP COM 2,089 -4 (0.18) 1,832,486
CHINA PHARMA HLDGS INC COM 484 -4 (0.75) 2,104,056
GENERAL STEEL HOLDINGS INC COM 42 -2 (4.77) 41,885
QKL STORES INC COM PAR $0.001 139 -1 (0.38) 32,978
ASIA ENTN & RESOURCES LTD SHS 1,049 New 212,763