GUERRILLA CAPITAL MANAGEMENT, L.L.C. Information

237 PARK AVENUE 9TH FLOOR, NEW YORK, New York, 10017, (212) 692-7692

Report Date: 09/30/2012

Position Statistics:

Total Positions 41
New Positions 6
Increased Positions 12
Decreased Positions 19
Positions with Activity 31
Sold Out Positions 3
Total Mkt Value
(in $ millions)
21

Sector Weighting

Basic Materials 33.95%
Capital Goods 0.37%
Conglomerates
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 24%
Energy 1.7%
Financial
Healthcare 4.63%
Services 28.41%
Technology 2.94%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

12 INCREASED Positions as of 09/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CHINA XD PLASTICS CO LTD COM 1,610 8 .52 388,997
NEW ORIENTAL ED & TECH GRP INC SPON ADR 396 174 78.22 18,000
EVOLUTION PETROLEUM CORP COM 238 8 3.47 20,886
FLAMEL TECHNOLOGIES SA SPONSORED ADR 175 4 2.53 28,393
ENDEAVOUR INTL CORP COM NEW 113 8 7.97 29,816
HOLLYSYS AUTOMATION TECHNOLOGI SHS 93 93 New 7,537
ELDORADO GOLD CORP NEW COM 33 33 New 4,638
XINYUAN REAL ESTATE CO LTD SPONS ADR 26 26 New 5,700
CHINA XINIYA FASHION LTD SPONSORED ADR 24 5 25.93 21,369
PERFUMANIA HLDGS INC COM NEW 15 15 New 2,558
SMARTHEAT INC COM NEW 9 9 New 2,336
KIMBER RES INC COM New 2,675

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