GRUBER & MCBAINE CAPITAL MANAGEMENT LLC Information

234 VAN NESS, STE 5, SAN FRANCISCO, California, 94133, (415) 552-5040

Report Date: 12/31/2013

Position Statistics

Total Positions 190
New Positions 40
Increased Positions 72
Decreased Positions 72
Positions with Activity 144
Sold Out Positions 24
Total Mkt Value (in $ millions) 371

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.21%
Capital Goods 9.65%
Conglomerates 0.89%
Consumer Cyclical 1.59%
Consumer/Non-Cyclical 9.14%
Energy 8.67%
Financial 3.23%
Healthcare 2.8%
Services 20.17%
Technology 33.28%
Transportation 3.32%
Utilities 0.66%

190 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MDC PARTNERS INC CL A SUB VTG 36,661 -1,392 (3.66) 1,510,532
SUNOPTA INC COM 28,062 524 1.90 2,417,093
IMAGEWARE SYS INC COM 11,493 -1,496 (11.52) 5,863,548
HIMAX TECHNOLOGIES INC SPONSORED ADR 10,488 -1,824 (14.82) 1,150,000
LIHUA INTL INC COM 7,560 New 1,581,570
PIONEER NAT RES CO COM 7,014 -712 (9.21) 34,500
POWERSECURE INTL INC COM 6,364 New 274,300
ALCATEL-LUCENT SPONSORED ADR 5,775 -2,308 (28.55) 1,500,000
PRIMORIS SVCS CORP COM 5,534 New 200,000
APPLE INC COM 5,512 New 10,500
XILINX INC COM 5,218 1,826 53.85 100,000
UBIQUITI NETWORKS INC COM 4,927 1,129 29.73 120,000
WILLBROS GROUP INC DEL COM 4,844 239 5.18 406,000
NCI BUILDING SYS INC COM NEW 4,789 1,992 71.22 294,500
MOVE INC COM NEW 4,467 (0.01) 414,000
B/E AEROSPACE INC COM 4,255 New 49,925
LOGMEIN INC COM 4,192 898 27.25 101,800
EOG RES INC COM 4,165 New 40,652
CLEAN HARBORS INC COM 3,872 553 16.67 70,000
FLUOR CORP NEW COM 3,504 3,504 New 45,000