GROUND SWELL CAPITAL, LLC Information

105 WEST HURON AVENUE, FOLLY BEACH, South Carolina, 29439, (843) 588-5169

Report Date: 09/30/2014

Position Statistics

Total Positions 3,294
New Positions 1,320
Increased Positions 2,025
Decreased Positions 1,232
Positions with Activity 3,257
Sold Out Positions 928
Total Mkt Value (in $ millions) 57

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 3.89%
Conglomerates 0.25%
Consumer Cyclical 2.9%
Consumer/Non-Cyclical 5.14%
Energy 5.1%
Financial 23.81%
Healthcare 11.28%
Services 15.98%
Technology 18.65%
Transportation 1.78%
Utilities 2.37%

3,294 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 2,824 2,824 New 21,900
MICROSOFT CORP COM 676 264 64.20 13,885
EXXON MOBIL CORP COM 643 213 49.61 7,238
MYLAN N V SHS EURO 614 583 1,897.60 8,310
ISHARES MSCI BRZ CAP ETF 537 537 New 14,824
GENERAL ELECTRIC CO COM 492 185 60.28 18,003
JOHNSON & JOHNSON COM 476 159 50.19 4,755
WELLS FARGO & CO NEW COM 442 146 49.38 8,007
BERKSHIRE HATHAWAY INC DEL CL B NEW 440 440 New 3,072
CHARTER COMMUNICATIONS INC DEL CL A NEW 410 410 New 2,187
JPMORGAN CHASE & CO COM 403 134 49.58 6,342
PROCTER & GAMBLE CO COM 376 132 54.22 4,682
PFIZER INC COM 364 121 49.58 10,689
VERIZON COMMUNICATIONS INC COM 350 117 49.91 6,950
BLACKBERRY LTD COM 340 336 10,920 33,060
JAZZ PHARMACEUTICALS PLC SHS USD 317 317 New 1,754
AT&T INC COM 301 100 50 8,742
VISA INC COM CL A 298 148 99.12 4,524
CDK GLOBAL INC COM 296 296 New 6,103
MERCK & CO INC NEW COM 291 94 47.72 4,863