GROUND SWELL CAPITAL, LLC Information

105 WEST HURON AVENUE, FOLLY BEACH, South Carolina, 29439, (843) 588-5169

Report Date: 09/30/2014

Position Statistics

Total Positions 2,361
New Positions 1,311
Increased Positions 2,019
Decreased Positions 305
Positions with Activity 2,324
Sold Out Positions 0
Total Mkt Value (in $ millions) 52

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.02%
Capital Goods 3.94%
Conglomerates 0.27%
Consumer Cyclical 2.99%
Consumer/Non-Cyclical 5.23%
Energy 4.38%
Financial 24.15%
Healthcare 11.58%
Services 16.01%
Technology 18.16%
Transportation 1.69%
Utilities 2.37%

2,361 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 2,469 2,469 New 21,900
MICROSOFT CORP COM 604 236 64.20 13,885
EXXON MOBIL CORP COM 545 181 49.61 7,238
JOHNSON & JOHNSON COM 447 149 50.19 4,755
GENERAL ELECTRIC CO COM 447 168 60.28 18,003
WELLS FARGO & CO NEW COM 427 141 49.38 8,007
MYLAN N V SHS EURO 412 391 1,897.60 8,310
BERKSHIRE HATHAWAY INC DEL CL B NEW 412 412 New 3,072
JPMORGAN CHASE & CO COM 407 135 49.58 6,342
CHARTER COMMUNICATIONS INC DEL CL A NEW 397 397 New 2,187
ISHARES MSCI BRZ CAP ETF 369 369 New 14,824
PFIZER INC COM 344 114 49.58 10,689
AT&T INC COM 343 117 51.41 10,343
PROCTER & GAMBLE CO COM 331 116 54.22 4,682
AMAZON COM INC COM 328 328 New 639
VISA INC COM CL A 323 161 99.12 4,524
VERIZON COMMUNICATIONS INC COM 320 106 49.91 6,950
GOOGLE INC CL A 311 -14 (4.19) 480
CDK GLOBAL INC COM 302 302 New 6,103
GOOGLE INC CL C 297 101 51.90 480